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First Trust United Kingdom AlphaDEXR ETF
First Trust United Kingdom AlphaDEXR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 29 Institutional holders with a total value of $209,005,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 3,493,515 140,125,000 67.04%
2 ATWOOD & PALMER INC 317,009 12,715,000 6.08%
3 WELLS FARGO & COMPANY/MN 306,386 12,289,000 5.88%
4 MORGAN STANLEY 236,375 9,481,000 4.54%
5 ACG Wealth 150,618 6,041,000 2.89%
6 BLUE CREEK INVESTMENT PARTNERS, LLC 101,682 4,078,000 1.95%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 93,221 3,739,000 1.79%
8 ROYAL BANK OF CANADA 74,727 2,997,000 1.43%
9 CITADEL ADVISORS LLC 74,328 2,981,000 1.43%
10 BANK OF AMERICA CORP /DE/ 74,049 2,970,000 1.42%
11 Virtu KCG Holdings LLC 69,540 2,789,000 1.33%
12 UBS Group AG 64,230 2,576,000 1.23%
13 JANE STREET GROUP, LLC 37,621 1,509,000 0.72%
14 RAYMOND JAMES & ASSOCIATES 30,404 1,220,000 0.58%
15 Janney Montgomery Scott LLC 20,253 812,000 0.39%
16 OLD MISSION CAPITAL LLC 14,413 578,000 0.28%
17 BENJAMIN F. EDWARDS & COMPANY, INC. 14,212 570,000 0.27%
18 LPL Financial LLC 12,234 505,000 0.24%
19 JPMORGAN CHASE & CO 10,096 405,000 0.19%
20 BB&T SECURITIES, LLC 7,221 289,000 0.14%
21 AMERIPRISE FINANCIAL INC 5,113 205,000 0.10%
22 MSI Financial Services Inc 1,415 57,000 0.03%
23 CITIGROUP INC 699 28,000 0.01%
24 MUFG Americas Holdings Corp 363 15,000 0.01%
25 PNC FINANCIAL SERVICES GROUP, INC. 287 12,000 0.01%
26 WFG Advisors, LP 251 10,000 0.00%
27 Tower Research Capital LLC (TRC) 177 7,000 0.00%
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 40 2,000 0.00%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.