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First Trust United Kingdom AlphaDEXR ETF
First Trust United Kingdom AlphaDEXR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 24 Institutional holders with a total value of $98,103,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 738,094 29,834,000 30.41%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 496,761 20,079,000 20.47%
3 ATWOOD & PALMER INC 324,871 13,131,000 13.38%
4 MORGAN STANLEY 220,367 8,908,000 9.08%
5 ACG Wealth 150,810 6,096,000 6.21%
6 WELLS FARGO & COMPANY/MN 125,978 5,093,000 5.19%
7 BLUE CREEK INVESTMENT PARTNERS, LLC 91,316 3,691,000 3.76%
8 JANE STREET GROUP, LLC 64,727 2,616,000 2.67%
9 BB&T SECURITIES, LLC 4,980 2,012,000 2.05%
10 UBS Group AG 34,273 1,385,000 1.41%
11 JPMORGAN CHASE & CO 28,212 1,140,000 1.16%
12 ROYAL BANK OF CANADA 20,369 824,000 0.84%
13 RAYMOND JAMES & ASSOCIATES 19,070 771,000 0.79%
14 Janney Montgomery Scott LLC 18,356 742,000 0.76%
15 OLD MISSION CAPITAL LLC 13,900 562,000 0.57%
16 BANK OF AMERICA CORP /DE/ 8,160 330,000 0.34%
17 Jefferies Group LLC 7,278 294,000 0.30%
18 Virtu KCG Holdings LLC 7,013 283,000 0.29%
19 LPL Financial LLC 4,950 200,000 0.20%
20 Clal Insurance Enterprises Holdings Ltd 1,294 52,000 0.05%
21 CITIGROUP INC 614 25,000 0.03%
22 MSI Financial Services Inc 628 25,000 0.03%
23 WFG Advisors, LP 247 10,000 0.01%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.