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First Trust United Kingdom AlphaDEXR ETF
First Trust United Kingdom AlphaDEXR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 22 Institutional holders with a total value of $16,469,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ACG Wealth 144,637 4,958,000 30.11%
2 HighTower Advisors, LLC 136,793 4,684,000 28.44%
3 MORGAN STANLEY 49,447 1,695,000 10.29%
4 SG Americas Securities, LLC 23,957 817,000 4.96%
5 JANE STREET GROUP, LLC 21,376 733,000 4.45%
6 WELLS FARGO & COMPANY/MN 19,512 669,000 4.06%
7 Virtu KCG Holdings LLC 17,504 600,000 3.64%
8 CITADEL ADVISORS LLC 12,474 426,000 2.59%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 11,931 409,000 2.48%
10 GOLDMAN SACHS GROUP INC 10,362 355,000 2.16%
11 RAYMOND JAMES & ASSOCIATES 10,334 354,000 2.15%
12 BANK OF AMERICA CORP /DE/ 8,398 288,000 1.75%
13 ROYAL BANK OF CANADA 8,222 282,000 1.71%
14 UBS Group AG 3,041 104,000 0.63%
15 IFP ADVISORS, INC 1,257 43,000 0.26%
16 MSI Financial Services Inc 785 27,000 0.16%
17 WFG Advisors, LP 259 9,000 0.05%
18 PNC FINANCIAL SERVICES GROUP, INC. 221 8,000 0.05%
19 Gradient Investments LLC 107 4,000 0.02%
20 JPMORGAN CHASE & CO 89 3,000 0.02%
21 CRIBSTONE CAPITAL MANAGEMENT, LLC 42 1,000 0.01%
22 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.