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First Trust United Kingdom AlphaDEXR ETF
First Trust United Kingdom AlphaDEXR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 31 Institutional holders with a total value of $144,291,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 2,615,262 98,517,000 68.28%
2 MORGAN STANLEY 200,917 7,568,000 5.24%
3 SG Americas Securities, LLC 172,464 6,486,000 4.50%
4 WELLS FARGO & COMPANY/MN 159,759 6,019,000 4.17%
5 ACG Wealth 148,431 5,591,000 3.87%
6 HighTower Advisors, LLC 132,998 5,019,000 3.48%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 62,547 2,352,000 1.63%
8 UBS Group AG 54,822 2,065,000 1.43%
9 Virtu KCG Holdings LLC 51,480 1,939,000 1.34%
10 BANK OF AMERICA CORP /DE/ 49,155 1,852,000 1.28%
11 CITADEL ADVISORS LLC 47,598 1,790,000 1.24%
12 ROYAL BANK OF CANADA 25,523 962,000 0.67%
13 JANE STREET GROUP, LLC 21,589 813,000 0.56%
14 LPL Financial LLC 19,926 728,000 0.50%
15 Janney Montgomery Scott LLC 19,067 718,000 0.50%
16 BENJAMIN F. EDWARDS & COMPANY, INC. 13,181 497,000 0.34%
17 RAYMOND JAMES & ASSOCIATES 8,729 329,000 0.23%
18 OLD MISSION CAPITAL LLC 7,854 296,000 0.21%
19 BLUE CREEK INVESTMENT PARTNERS, LLC 7,601 286,000 0.20%
20 BB&T SECURITIES, LLC 5,488 206,000 0.14%
21 FLOW TRADERS U.S. LLC 2,280 86,000 0.06%
22 MSI Financial Services Inc 1,678 63,000 0.04%
23 ATWOOD & PALMER INC 1,149 43,000 0.03%
24 CITIGROUP INC 927 35,000 0.02%
25 WFG Advisors, LP 254 10,000 0.01%
26 JPMORGAN CHASE & CO 215 8,000 0.01%
27 PNC FINANCIAL SERVICES GROUP, INC. 186 7,000 0.00%
28 Gradient Investments LLC 107 4,000 0.00%
29 Tower Research Capital LLC (TRC) 55 2,000 0.00%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%
31 IFP ADVISORS, INC 7 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.