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AXOGEN INC
AXOGEN INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 57 Institutional holders with a total value of $82,873,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Essex Woodlands Management, Inc. 4,861,111 26,056,000 31.44%
2 DEERFIELD MANAGEMENT COMPANY, L.P. 3,381,439 18,125,000 21.87%
3 Opaleye Management Inc. 2,120,000 11,363,000 13.71%
4 Cortina Asset Management, LLC 935,222 5,013,000 6.05%
5 PERKINS CAPITAL MANAGEMENT INC 633,133 3,394,000 4.10%
6 VANGUARD GROUP INC 480,154 2,573,000 3.10%
7 Consonance Capital Management LP 406,351 2,178,000 2.63%
8 Informed Momentum Co LLC 318,478 1,707,000 2.06%
9 GFS Advisors, LLC 9,112 1,700,000 2.05%
10 USCA RIA LLC 9,112 1,700,000 2.05%
11 DEUTSCHE BANK AG\ 193,475 1,036,000 1.25%
12 Fiduciary Trust Co International of Pennsylvania 188,498 1,010,000 1.22%
13 STRS OHIO 179,042 959,000 1.16%
14 PROFICIO CAPITAL PARTNERS LLC 146,266 784,000 0.95%
15 ESSEX INVESTMENT MANAGEMENT CO LLC 131,716 706,000 0.85%
16 GEODE CAPITAL MANAGEMENT, LLC 110,353 591,000 0.71%
17 UBS Group AG 97,946 525,000 0.63%
18 BlackRock Institutional Trust Company, N.A. 80,749 433,000 0.52%
19 BlackRock Fund Advisors 55,184 296,000 0.36%
20 GOLDMAN SACHS GROUP INC 47,492 255,000 0.31%
21 MILLENNIUM MANAGEMENT LLC 42,399 227,000 0.27%
22 CREDIT SUISSE AG/ 39,437 212,000 0.26%
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 37,651 202,000 0.24%
24 NORTHERN TRUST CORP 31,173 167,000 0.20%
25 LPL Financial LLC 32,236 166,000 0.20%
26 Bank of New York Mellon Corp 27,153 146,000 0.18%
27 Segantii Capital Management Ltd 27,142 146,000 0.18%
28 MORGAN STANLEY 23,513 126,000 0.15%
29 Spectrum Asset Management, Inc. (NB/CA) 20,000 107,000 0.13%
30 Commonwealth Equity Services, Inc 17,711 95,000 0.11%
31 AMG National Trust Bank 15,965 86,000 0.10%
32 BlueCrest Capital Management Ltd 14,390 77,000 0.09%
33 STIFEL FINANCIAL CORP 13,800 74,000 0.09%
34 NOMURA HOLDINGS INC 13,463 72,000 0.09%
35 SEI INVESTMENTS CO 13,328 71,000 0.09%
36 Verition Fund Management LLC 12,569 67,000 0.08%
37 SG Americas Securities, LLC 10,600 57,000 0.07%
38 Alpine Global Management, LLC 10,088 54,000 0.07%
39 Geneva Advisors, LLC 10,000 54,000 0.07%
40 BANK OF AMERICA CORP /DE/ 9,521 51,000 0.06%
41 REILLY FINANCIAL ADVISORS, LLC 8,000 43,000 0.05%
42 JNBA Financial Advisors 7,775 42,000 0.05%
43 PRELUDE CAPITAL MANAGEMENT, LLC 4,400 24,000 0.03%
44 Financial Architects, Inc 4,000 21,000 0.03%
45 BlackRock Investment Management, LLC 3,542 19,000 0.02%
46 FIFTH THIRD BANCORP 3,300 18,000 0.02%
47 Tower Research Capital LLC (TRC) 1,785 9,000 0.01%
48 BLACKROCK ADVISORS LLC 1,640 9,000 0.01%
49 Walleye Trading LLC 1,200 6,000 0.01%
50 BARCLAYS PLC 900 5,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.