| 1 |
Karpus Management, Inc. |
1,361,737 |
17,634,000 |
30.96% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
800,942 |
10,372,000 |
18.21% |
|
|
| 3 |
RELATIVE VALUE PARTNERS GROUP, LLC |
348,578 |
4,514,000 |
7.92% |
|
|
| 4 |
CITIGROUP INC |
250,247 |
3,241,000 |
5.69% |
|
|
| 5 |
Advisors Asset Management, Inc. |
236,728 |
3,066,000 |
5.38% |
|
|
| 6 |
Shaker Financial Services, LLC |
225,523 |
2,921,000 |
5.13% |
|
|
| 7 |
ICON ADVISERS INC/CO |
191,226 |
2,476,000 |
4.35% |
|
|
| 8 |
1607 Capital Partners, LLC |
145,591 |
1,885,000 |
3.31% |
|
|
| 9 |
CSS LLC/IL |
99,153 |
1,284,000 |
2.25% |
|
|
| 10 |
BANK OF NOVA SCOTIA |
72,388 |
937,000 |
1.64% |
|
|
| 11 |
Ancora Advisors LLC |
68,000 |
881,000 |
1.55% |
|
|
| 12 |
DOLIVER ADVISORS, LP |
62,965 |
815,000 |
1.43% |
|
|
| 13 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
60,132 |
779,000 |
1.37% |
|
|
| 14 |
PNC FINANCIAL SERVICES GROUP, INC. |
48,740 |
631,000 |
1.11% |
|
|
| 15 |
Invesco Ltd. |
47,590 |
616,000 |
1.08% |
|
|
| 16 |
WEDBUSH SECURITIES INC |
44,292 |
574,000 |
1.01% |
|
|
| 17 |
GUGGENHEIM CAPITAL LLC |
43,001 |
557,000 |
0.98% |
|
|
| 18 |
First Allied Advisory Services, Inc. |
42,111 |
545,000 |
0.96% |
|
|
| 19 |
BRINKER CAPITAL INC |
41,502 |
537,000 |
0.94% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
37,575 |
486,000 |
0.85% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
33,755 |
437,000 |
0.77% |
|
|
| 22 |
PREMIER FUND MANAGERS LTD |
33,830 |
433,000 |
0.76% |
|
|
| 23 |
MORGAN STANLEY |
24,411 |
316,000 |
0.55% |
|
|
| 24 |
RAYMOND JAMES & ASSOCIATES |
19,668 |
255,000 |
0.45% |
|
|
| 25 |
ANCORA PRIVATE WEALTH ADVISORS, LLC |
14,269 |
185,000 |
0.32% |
|
|
| 26 |
STRATEGIC INVESTMENT MANAGEMENT, LLC |
12,000 |
155,000 |
0.27% |
|
|
| 27 |
Thomas J. Herzfeld Advisors, Inc. |
9,711 |
126,000 |
0.22% |
|
|
| 28 |
Creative Planning |
5,483 |
71,000 |
0.12% |
|
|
| 29 |
UBS Group AG |
3,816 |
49,000 |
0.09% |
|
|
| 30 |
NEXT Financial Group, Inc |
3,375 |
44,000 |
0.08% |
|
|
| 31 |
D.A. DAVIDSON & CO. |
1,875 |
24,000 |
0.04% |
|
|
| 32 |
Gradient Investments LLC |
1,646 |
21,000 |
0.04% |
|
|
| 33 |
MSI Financial Services Inc |
1,500 |
19,000 |
0.03% |
|
|
| 34 |
HUNTINGTON NATIONAL BANK |
1,382 |
18,000 |
0.03% |
|
PRN |
| 35 |
BANK OF MONTREAL /CAN/ |
978 |
13,000 |
0.02% |
|
|
| 36 |
ADVISOR GROUP, INC. |
923 |
12,000 |
0.02% |
|
|
| 37 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
750 |
10,000 |
0.02% |
|
|
| 38 |
ROYAL BANK OF CANADA |
515 |
7,000 |
0.01% |
|
|
| 39 |
Focused Wealth Management, Inc |
494 |
6,000 |
0.01% |
|
|
| 40 |
IFP ADVISORS, INC |
299 |
4,000 |
0.01% |
|
|
| 41 |
SEI INVESTMENTS CO |
187 |
2,000 |
0.00% |
|
|
| 42 |
ZIONS BANCORPORATION |
165 |
2,000 |
0.00% |
|
|
| 43 |
SEVENBRIDGE FINANCIAL GROUP, LLC |
67 |
1,000 |
0.00% |
|
|
| 44 |
Tradewinds Capital Management, LLC |
63 |
1,000 |
0.00% |
|
|
