| 1 |
Karpus Management, Inc. |
1,552,116 |
19,914,000 |
32.40% |
|
|
| 2 |
Advisors Asset Management, Inc. |
1,448,841 |
18,589,000 |
30.25% |
|
|
| 3 |
RELATIVE VALUE PARTNERS GROUP, LLC |
628,228 |
8,060,000 |
13.11% |
|
|
| 4 |
1607 Capital Partners, LLC |
302,595 |
3,882,000 |
6.32% |
|
|
| 5 |
Shaker Financial Services, LLC |
210,390 |
2,699,000 |
4.39% |
|
|
| 6 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
114,181 |
1,460,000 |
2.38% |
|
|
| 7 |
BANK OF NOVA SCOTIA |
74,451 |
953,000 |
1.55% |
|
|
| 8 |
MORGAN STANLEY |
70,849 |
909,000 |
1.48% |
|
|
| 9 |
PNC FINANCIAL SERVICES GROUP, INC. |
65,652 |
843,000 |
1.37% |
|
|
| 10 |
First Allied Advisory Services, Inc. |
41,924 |
561,000 |
0.91% |
|
|
| 11 |
Invesco Ltd. |
34,646 |
445,000 |
0.72% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
28,355 |
364,000 |
0.59% |
|
|
| 13 |
GUGGENHEIM CAPITAL LLC |
26,072 |
335,000 |
0.55% |
|
|
| 14 |
ANCORA PRIVATE WEALTH ADVISORS, LLC |
26,027 |
334,000 |
0.54% |
|
|
| 15 |
Gramercy Funds Management LLC |
24,949 |
320,000 |
0.52% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
22,504 |
288,000 |
0.47% |
|
|
| 17 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
20,976 |
269,000 |
0.44% |
|
|
| 18 |
WEDBUSH SECURITIES INC |
19,970 |
256,000 |
0.42% |
|
|
| 19 |
DOLIVER ADVISORS, LP |
18,235 |
234,000 |
0.38% |
|
|
| 20 |
Thomas J. Herzfeld Advisors, Inc. |
17,345 |
223,000 |
0.36% |
|
|
| 21 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
12,179 |
156,000 |
0.25% |
|
|
| 22 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,641 |
86,000 |
0.14% |
|
|
| 23 |
ENVESTNET ASSET MANAGEMENT INC |
4,315 |
55,000 |
0.09% |
|
|
| 24 |
Creative Planning |
3,805 |
49,000 |
0.08% |
|
|
| 25 |
NEXT Financial Group, Inc |
3,375 |
43,000 |
0.07% |
|
|
| 26 |
UBS Group AG |
2,992 |
39,000 |
0.06% |
|
|
| 27 |
Gradient Investments LLC |
1,896 |
24,000 |
0.04% |
|
|
| 28 |
HUNTINGTON NATIONAL BANK |
1,382 |
18,000 |
0.03% |
|
PRN |
| 29 |
Parkside Financial Bank & Trust |
975 |
13,000 |
0.02% |
|
PRN |
| 30 |
Sunbelt Securities, Inc. |
550 |
7,056 |
0.01% |
|
|
| 31 |
Focused Wealth Management, Inc |
494 |
6,000 |
0.01% |
|
|
| 32 |
US BANCORP \DE\ |
309 |
4,000 |
0.01% |
|
|
| 33 |
ROYAL BANK OF CANADA |
275 |
4,000 |
0.01% |
|
|
| 34 |
D.A. DAVIDSON & CO. |
325 |
4,000 |
0.01% |
|
|
| 35 |
BANK OF MONTREAL /CAN/ |
300 |
4,000 |
0.01% |
|
|
| 36 |
CITIGROUP INC |
323 |
4,000 |
0.01% |
|
|
| 37 |
SEI INVESTMENTS CO |
171 |
2,000 |
0.00% |
|
|
| 38 |
MassMutual Private Wealth & Trust, FSB |
73 |
1,109 |
0.00% |
|
|
| 39 |
Tradewinds Capital Management, LLC |
102 |
1,000 |
0.00% |
|
|
| 40 |
COUNTRY TRUST BANK |
12 |
0 |
0.00% |
|
|
