| 1 |
Advisors Asset Management, Inc. |
1,924,544 |
29,753,000 |
41.10% |
|
|
| 2 |
Karpus Management, Inc. |
866,167 |
13,391,000 |
18.50% |
|
|
| 3 |
Relative Value Partners, LLC |
756,013 |
11,688,000 |
16.15% |
|
|
| 4 |
1607 Capital Partners, LLC |
298,899 |
4,621,000 |
6.38% |
|
|
| 5 |
Shaker Financial Services, LLC |
222,322 |
3,437,000 |
4.75% |
|
|
| 6 |
WOLVERINE ASSET MANAGEMENT LLC |
118,738 |
1,835,000 |
2.53% |
|
|
| 7 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
112,681 |
1,741,000 |
2.41% |
|
|
| 8 |
Raymond James Financial Services Advisors, Inc. |
76,125 |
1,177,000 |
1.63% |
|
|
| 9 |
MORGAN STANLEY |
72,935 |
1,128,000 |
1.56% |
|
|
| 10 |
SG Americas Securities, LLC |
63,564 |
983,000 |
1.36% |
|
|
| 11 |
First Allied Advisory Services, Inc. |
49,425 |
762,000 |
1.05% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
32,647 |
505,000 |
0.70% |
|
|
| 13 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
21,535 |
333,000 |
0.46% |
|
|
| 14 |
Thomas J. Herzfeld Advisors, Inc. |
17,290 |
267,000 |
0.37% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
13,945 |
215,000 |
0.30% |
|
|
| 16 |
PNC FINANCIAL SERVICES GROUP, INC. |
6,069 |
94,000 |
0.13% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
5,772 |
90,000 |
0.12% |
|
|
| 18 |
NEXT Financial Group, Inc |
4,640 |
72,000 |
0.10% |
|
|
| 19 |
NATIONAL PLANNING CORP |
2,631 |
39,360 |
0.05% |
|
|
| 20 |
B. Riley Wealth Advisors, Inc. |
2,305 |
36,000 |
0.05% |
|
|
| 21 |
Gradient Investments LLC |
1,896 |
29,000 |
0.04% |
|
|
| 22 |
UBS Group AG |
1,482 |
23,000 |
0.03% |
|
|
| 23 |
Lehman Financial Resources, Inc. |
1,475 |
23,000 |
0.03% |
|
|
| 24 |
ENVESTNET ASSET MANAGEMENT INC |
1,455 |
22,000 |
0.03% |
|
|
| 25 |
HABERER REGISTERED INVESTMENT ADVISOR INC |
1,382 |
21,000 |
0.03% |
|
SH |
| 26 |
Formidable Asset Management, LLC |
1,278 |
20,000 |
0.03% |
|
|
| 27 |
FIFTH THIRD BANCORP |
1,142 |
18,000 |
0.02% |
|
|
| 28 |
Creative Planning |
1,090 |
17,000 |
0.02% |
|
|
| 29 |
FineMark National Bank & Trust |
717 |
11,000 |
0.02% |
|
|
| 30 |
US BANCORP \DE\ |
619 |
10,000 |
0.01% |
|
|
| 31 |
Focused Wealth Management, Inc |
494 |
8,000 |
0.01% |
|
|
| 32 |
BANK OF MONTREAL /CAN/ |
300 |
5,000 |
0.01% |
|
|
| 33 |
D.A. DAVIDSON & CO. |
325 |
5,000 |
0.01% |
|
|
| 34 |
ROYAL BANK OF CANADA |
250 |
4,000 |
0.01% |
|
|
| 35 |
Stratos Wealth Partners, LTD. |
222 |
3,432 |
0.00% |
|
|
| 36 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
131 |
2,000 |
0.00% |
|
|
| 37 |
Tradewinds Capital Management, LLC |
102 |
2,000 |
0.00% |
|
|
| 38 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
3 |
0 |
0.00% |
|
|
