| 1 |
Advisors Asset Management, Inc. |
2,042,683 |
31,416,000 |
44.76% |
|
|
| 2 |
Karpus Management, Inc. |
819,612 |
12,606,000 |
17.96% |
|
|
| 3 |
Relative Value Partners, LLC |
734,704 |
11,300,000 |
16.10% |
|
|
| 4 |
1607 Capital Partners, LLC |
284,599 |
4,377,000 |
6.24% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
114,181 |
1,758,000 |
2.50% |
|
|
| 6 |
Shaker Financial Services, LLC |
110,763 |
1,704,000 |
2.43% |
|
|
| 7 |
Raymond James Financial Services Advisors, Inc. |
75,125 |
1,155,000 |
1.65% |
|
|
| 8 |
SG Americas Securities, LLC |
63,564 |
978,000 |
1.39% |
|
|
| 9 |
MORGAN STANLEY |
60,710 |
933,000 |
1.33% |
|
|
| 10 |
WOLVERINE ASSET MANAGEMENT LLC |
56,633 |
871,000 |
1.24% |
|
|
| 11 |
First Allied Advisory Services, Inc. |
47,728 |
735,000 |
1.05% |
|
|
| 12 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
23,215 |
358,000 |
0.51% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
22,799 |
351,000 |
0.50% |
|
|
| 14 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
21,652 |
333,000 |
0.47% |
|
|
| 15 |
GUGGENHEIM CAPITAL LLC |
17,427 |
268,000 |
0.38% |
|
|
| 16 |
Thomas J. Herzfeld Advisors, Inc. |
17,308 |
266,000 |
0.38% |
|
|
| 17 |
WELLS FARGO & COMPANY/MN |
13,945 |
214,000 |
0.30% |
|
|
| 18 |
WEDBUSH SECURITIES INC |
11,235 |
173,000 |
0.25% |
|
|
| 19 |
PNC FINANCIAL SERVICES GROUP, INC. |
6,780 |
104,000 |
0.15% |
|
|
| 20 |
NEXT Financial Group, Inc |
4,190 |
64,000 |
0.09% |
|
|
| 21 |
Creative Planning |
3,436 |
53,000 |
0.08% |
|
|
| 22 |
FIFTH THIRD BANCORP |
1,859 |
29,000 |
0.04% |
|
|
| 23 |
Gradient Investments LLC |
1,896 |
29,000 |
0.04% |
|
|
| 24 |
HABERER REGISTERED INVESTMENT ADVISOR INC |
1,382 |
21,000 |
0.03% |
|
SH |
| 25 |
CITIGROUP INC |
1,300 |
20,000 |
0.03% |
|
|
| 26 |
Formidable Asset Management, LLC |
1,278 |
19,000 |
0.03% |
|
|
| 27 |
ROYAL BANK OF CANADA |
967 |
15,000 |
0.02% |
|
|
| 28 |
Sunbelt Securities, Inc. |
550 |
8,459 |
0.01% |
|
|
| 29 |
Focused Wealth Management, Inc |
494 |
8,000 |
0.01% |
|
|
| 30 |
UBS Group AG |
524 |
8,000 |
0.01% |
|
|
| 31 |
BANK OF MONTREAL /CAN/ |
300 |
5,000 |
0.01% |
|
|
| 32 |
US BANCORP \DE\ |
334 |
5,000 |
0.01% |
|
|
| 33 |
D.A. DAVIDSON & CO. |
325 |
4,000 |
0.01% |
|
|
| 34 |
SEI INVESTMENTS CO |
171 |
3,000 |
0.00% |
|
|
| 35 |
Tradewinds Capital Management, LLC |
102 |
2,000 |
0.00% |
|
|
