| 1 |
Advisors Asset Management, Inc. |
1,841,269 |
27,950,000 |
42.77% |
|
|
| 2 |
Karpus Management, Inc. |
893,964 |
13,570,000 |
20.77% |
|
|
| 3 |
Relative Value Partners, LLC |
771,954 |
11,718,000 |
17.93% |
|
|
| 4 |
1607 Capital Partners, LLC |
297,699 |
4,519,000 |
6.92% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
112,681 |
1,712,000 |
2.62% |
|
|
| 6 |
Raymond James Financial Services Advisors, Inc. |
76,125 |
1,156,000 |
1.77% |
|
|
| 7 |
MORGAN STANLEY |
66,028 |
1,002,000 |
1.53% |
|
|
| 8 |
SG Americas Securities, LLC |
64,075 |
973,000 |
1.49% |
|
|
| 9 |
First Allied Advisory Services, Inc. |
52,172 |
794,000 |
1.22% |
|
|
| 10 |
BANK OF AMERICA CORP /DE/ |
35,738 |
542,000 |
0.83% |
|
|
| 11 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
21,936 |
333,000 |
0.51% |
|
|
| 12 |
Thomas J. Herzfeld Advisors, Inc. |
17,272 |
262,000 |
0.40% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
13,538 |
205,000 |
0.31% |
|
|
| 14 |
NEXT Financial Group, Inc |
8,055 |
122,000 |
0.19% |
|
|
| 15 |
PNC FINANCIAL SERVICES GROUP, INC. |
6,781 |
103,000 |
0.16% |
|
|
| 16 |
Carroll Financial Associates, Inc. |
3,750 |
56,000 |
0.09% |
|
|
| 17 |
BNP PARIBAS FINANCIAL MARKETS |
3,400 |
51,612 |
0.08% |
|
|
| 18 |
UBS AG |
2,560 |
39,000 |
0.06% |
|
|
| 19 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,884 |
29,000 |
0.04% |
|
|
| 20 |
Gradient Investments LLC |
1,896 |
29,000 |
0.04% |
|
|
| 21 |
Plante Moran Financial Advisors, LLC |
1,674 |
25,000 |
0.04% |
|
|
| 22 |
Lehman Financial Resources, Inc. |
1,475 |
22,000 |
0.03% |
|
|
| 23 |
ENVESTNET ASSET MANAGEMENT INC |
1,384 |
21,000 |
0.03% |
|
|
| 24 |
HABERER REGISTERED INVESTMENT ADVISOR INC |
1,382 |
21,000 |
0.03% |
|
SH |
| 25 |
Formidable Asset Management, LLC |
1,278 |
19,000 |
0.03% |
|
|
| 26 |
Creative Planning |
1,090 |
17,000 |
0.03% |
|
|
| 27 |
FIFTH THIRD BANCORP |
1,000 |
15,000 |
0.02% |
|
|
| 28 |
FineMark National Bank & Trust |
717 |
11,000 |
0.02% |
|
|
| 29 |
US BANCORP \DE\ |
619 |
10,000 |
0.02% |
|
|
| 30 |
Focused Wealth Management, Inc |
494 |
7,000 |
0.01% |
|
|
| 31 |
ROYAL BANK OF CANADA |
250 |
4,000 |
0.01% |
|
|
| 32 |
D.A. DAVIDSON & CO. |
325 |
4,000 |
0.01% |
|
|
| 33 |
NEW ENGLAND SECURITIES CORP /MA/ |
222 |
3,000 |
0.00% |
|
|
| 34 |
Tradewinds Capital Management, LLC |
102 |
2,000 |
0.00% |
|
|
| 35 |
MassMutual Private Wealth & Trust, FSB |
73 |
1,108 |
0.00% |
|
|
| 36 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
90 |
1,000 |
0.00% |
|
|
