| 1 |
Karpus Management, Inc. |
2,693,384 |
35,391,000 |
48.76% |
|
|
| 2 |
Advisors Asset Management, Inc. |
1,004,326 |
13,197,000 |
18.18% |
|
|
| 3 |
RELATIVE VALUE PARTNERS GROUP, LLC |
604,272 |
7,940,000 |
10.94% |
|
|
| 4 |
1607 Capital Partners, LLC |
280,795 |
3,690,000 |
5.08% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
137,781 |
1,786,000 |
2.46% |
|
|
| 6 |
Shaker Financial Services, LLC |
123,679 |
1,625,000 |
2.24% |
|
|
| 7 |
PNC FINANCIAL SERVICES GROUP, INC. |
97,869 |
1,285,000 |
1.77% |
|
|
| 8 |
MORGAN STANLEY |
68,441 |
899,000 |
1.24% |
|
|
| 9 |
BANK OF NOVA SCOTIA |
67,727 |
890,000 |
1.23% |
|
|
| 10 |
ICON ADVISERS INC/CO |
66,067 |
868,000 |
1.20% |
|
|
| 11 |
Invesco Ltd. |
47,027 |
618,000 |
0.85% |
|
|
| 12 |
First Allied Advisory Services, Inc. |
41,708 |
567,000 |
0.78% |
|
|
| 13 |
GUGGENHEIM CAPITAL LLC |
42,907 |
564,000 |
0.78% |
|
|
| 14 |
SG Americas Securities, LLC |
36,529 |
480,000 |
0.66% |
|
|
| 15 |
ANCORA PRIVATE WEALTH ADVISORS, LLC |
26,111 |
343,000 |
0.47% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
23,919 |
314,000 |
0.43% |
|
|
| 17 |
Weiss Asset Management LP |
23,574 |
310,000 |
0.43% |
|
|
| 18 |
WEDBUSH SECURITIES INC |
20,466 |
269,000 |
0.37% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
19,985 |
262,000 |
0.36% |
|
|
| 20 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
19,767 |
260,000 |
0.36% |
|
|
| 21 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
18,089 |
238,000 |
0.33% |
|
|
| 22 |
Thomas J. Herzfeld Advisors, Inc. |
14,863 |
195,000 |
0.27% |
|
|
| 23 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,422 |
85,000 |
0.12% |
|
|
| 24 |
BANK OF MONTREAL /CAN/ |
5,484 |
72,000 |
0.10% |
|
|
| 25 |
ENVESTNET ASSET MANAGEMENT INC |
4,848 |
64,000 |
0.09% |
|
|
| 26 |
Creative Planning |
3,805 |
50,000 |
0.07% |
|
|
| 27 |
NEXT Financial Group, Inc |
3,375 |
44,000 |
0.06% |
|
|
| 28 |
IFP ADVISORS, INC |
3,324 |
44,000 |
0.06% |
|
|
| 29 |
UBS Group AG |
3,005 |
40,000 |
0.06% |
|
|
| 30 |
Gradient Investments LLC |
1,896 |
25,000 |
0.03% |
|
|
| 31 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,800 |
24,000 |
0.03% |
|
|
| 32 |
WFG Advisors, LP |
1,750 |
23,000 |
0.03% |
|
|
| 33 |
CITIGROUP INC |
1,601 |
21,000 |
0.03% |
|
|
| 34 |
MSI Financial Services Inc |
1,500 |
20,000 |
0.03% |
|
|
| 35 |
HUNTINGTON NATIONAL BANK |
1,382 |
18,000 |
0.02% |
|
PRN |
| 36 |
Tower Research Capital LLC (TRC) |
1,300 |
17,000 |
0.02% |
|
|
| 37 |
Formidable Asset Management, LLC |
1,278 |
16,000 |
0.02% |
|
|
| 38 |
Focused Wealth Management, Inc |
494 |
6,000 |
0.01% |
|
|
| 39 |
ALLEGIS INVESTMENT ADVISORS, LLC |
352 |
5,000 |
0.01% |
|
|
| 40 |
D.A. DAVIDSON & CO. |
325 |
4,000 |
0.01% |
|
|
| 41 |
US BANCORP \DE\ |
309 |
4,000 |
0.01% |
|
|
| 42 |
ROYAL BANK OF CANADA |
275 |
4,000 |
0.01% |
|
|
| 43 |
SEI INVESTMENTS CO |
171 |
2,000 |
0.00% |
|
|
| 44 |
Tradewinds Capital Management, LLC |
102 |
1,000 |
0.00% |
|
|
| 45 |
Advisory Services Network, LLC |
4 |
0 |
0.00% |
|
|
