| 1 |
Karpus Management, Inc. |
3,200,995 |
41,229,000 |
50.24% |
|
|
| 2 |
Advisors Asset Management, Inc. |
749,446 |
9,660,000 |
11.77% |
|
|
| 3 |
RELATIVE VALUE PARTNERS GROUP, LLC |
572,442 |
7,522,000 |
9.17% |
|
|
| 4 |
ICON ADVISERS INC/CO |
396,755 |
5,110,000 |
6.23% |
|
|
| 5 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
360,431 |
4,648,000 |
5.66% |
|
|
| 6 |
1607 Capital Partners, LLC |
240,604 |
3,099,000 |
3.78% |
|
|
| 7 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
160,788 |
2,071,000 |
2.52% |
|
|
| 8 |
PNC FINANCIAL SERVICES GROUP, INC. |
112,679 |
1,451,000 |
1.77% |
|
|
| 9 |
BANK OF NOVA SCOTIA |
69,931 |
902,000 |
1.10% |
|
|
| 10 |
Invesco Ltd. |
51,391 |
662,000 |
0.81% |
|
|
| 11 |
Raymond James Financial Services Advisors, Inc. |
48,833 |
629,000 |
0.77% |
|
|
| 12 |
CITIGROUP INC |
48,753 |
628,000 |
0.77% |
|
|
| 13 |
First Allied Advisory Services, Inc. |
42,758 |
572,000 |
0.70% |
|
|
| 14 |
GUGGENHEIM CAPITAL LLC |
42,255 |
545,000 |
0.66% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
30,674 |
395,000 |
0.48% |
|
|
| 16 |
Shaker Financial Services, LLC |
28,164 |
363,000 |
0.44% |
|
|
| 17 |
WEDBUSH SECURITIES INC |
27,653 |
356,000 |
0.43% |
|
|
| 18 |
MORGAN STANLEY |
25,936 |
333,000 |
0.41% |
|
|
| 19 |
RAYMOND JAMES & ASSOCIATES |
24,468 |
315,000 |
0.38% |
|
|
| 20 |
ANCORA PRIVATE WEALTH ADVISORS, LLC |
22,117 |
285,000 |
0.35% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
20,474 |
264,000 |
0.32% |
|
|
| 22 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
18,145 |
234,000 |
0.29% |
|
|
| 23 |
Thomas J. Herzfeld Advisors, Inc. |
17,383 |
224,000 |
0.27% |
|
|
| 24 |
DOLIVER ADVISORS, LP |
16,317 |
210,000 |
0.26% |
|
|
| 25 |
Creative Planning |
5,236 |
67,000 |
0.08% |
|
|
| 26 |
UBS Group AG |
4,024 |
52,000 |
0.06% |
|
|
| 27 |
NEXT Financial Group, Inc |
3,375 |
43,000 |
0.05% |
|
|
| 28 |
IFP ADVISORS, INC |
2,799 |
36,000 |
0.04% |
|
|
| 29 |
BANK OF MONTREAL /CAN/ |
2,484 |
32,000 |
0.04% |
|
|
| 30 |
Gradient Investments LLC |
1,896 |
24,000 |
0.03% |
|
|
| 31 |
WFG Advisors, LP |
1,750 |
23,000 |
0.03% |
|
|
| 32 |
MSI Financial Services Inc |
1,500 |
19,000 |
0.02% |
|
|
| 33 |
Formidable Asset Management, LLC |
1,278 |
16,000 |
0.02% |
|
|
| 34 |
Tower Research Capital LLC (TRC) |
803 |
10,000 |
0.01% |
|
|
| 35 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
750 |
10,000 |
0.01% |
|
|
| 36 |
Focused Wealth Management, Inc |
494 |
6,000 |
0.01% |
|
|
| 37 |
D.A. DAVIDSON & CO. |
325 |
4,000 |
0.00% |
|
|
| 38 |
ROYAL BANK OF CANADA |
275 |
4,000 |
0.00% |
|
|
| 39 |
US BANCORP \DE\ |
309 |
4,000 |
0.00% |
|
|
| 40 |
SEI INVESTMENTS CO |
171 |
2,000 |
0.00% |
|
|
| 41 |
Tradewinds Capital Management, LLC |
102 |
1,000 |
0.00% |
|
|
| 42 |
Advisory Services Network, LLC |
4 |
0 |
0.00% |
|
|
