| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 899,478 | 14,878,000 | 32.82% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 689,887 | 11,411,000 | 25.17% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 305,696 | 5,056,000 | 11.15% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 273,905 | 4,536,000 | 10.01% | ||
| 5 | UBS AG | 165,166 | 2,732,000 | 6.03% | ||
| 6 | WELLS FARGO & COMPANY/MN | 138,656 | 2,293,000 | 5.06% | ||
| 7 | GEODE CAPITAL MANAGEMENT, LLC | 51,679 | 855,000 | 1.89% | PRN | |
| 8 | ROYAL BANK OF CANADA | 38,306 | 634,000 | 1.40% | ||
| 9 | HighTower Advisors, LLC | 33,230 | 550,000 | 1.21% | ||
| 10 | BARCLAYS PLC | 32,483 | 520,000 | 1.15% | ||
| 11 | MSI Financial Services Inc | 25,028 | 414,000 | 0.91% | ||
| 12 | Virtu KCG Holdings LLC | 24,606 | 407,000 | 0.90% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 21,337 | 353,000 | 0.78% | ||
| 14 | LPL Financial LLC | 16,029 | 265,000 | 0.58% | ||
| 15 | Winfield Associates, Inc. | 13,400 | 222,000 | 0.49% | ||
| 16 | B. Riley Wealth Advisors, Inc. | 4,574 | 76,000 | 0.17% | ||
| 17 | ENVESTNET ASSET MANAGEMENT INC | 2,000 | 33,000 | 0.07% | ||
| 18 | B. Riley Wealth Management, Inc. | 1,700 | 28,000 | 0.06% | ||
| 19 | US BANCORP \DE\ | 1,500 | 25,000 | 0.06% | ||
| 20 | DEUTSCHE BANK AG\ | 1,357 | 22,000 | 0.05% | ||
| 21 | Tower Research Capital LLC (TRC) | 542 | 9,000 | 0.02% | ||
| 22 | CITIGROUP INC | 300 | 5,000 | 0.01% | ||
| 23 | AMERIPRISE FINANCIAL INC | 200 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
