| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 931,236 | 15,300,000 | 17.91% | ||
| 2 | CREDIT SUISSE AG/ | 752,304 | 12,360,000 | 14.47% | ||
| 3 | Bulldog Investors, LLP | 745,451 | 12,254,000 | 14.35% | ||
| 4 | Weiss Asset Management LP | 658,311 | 10,803,000 | 12.65% | ||
| 5 | MORGAN STANLEY | 392,745 | 6,453,000 | 7.56% | ||
| 6 | WELLS FARGO & COMPANY/MN | 364,284 | 5,985,000 | 7.01% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 300,211 | 4,932,000 | 5.77% | ||
| 8 | BNP PARIBAS FINANCIAL MARKETS | 278,706 | 4,573,566 | 5.35% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 228,565 | 3,755,000 | 4.40% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 166,129 | 2,726,000 | 3.19% | ||
| 11 | UBS Group AG | 126,636 | 2,080,000 | 2.44% | ||
| 12 | DOLIVER ADVISORS, LP | 74,541 | 1,225,000 | 1.43% | ||
| 13 | Yakira Capital Management, Inc. | 58,299 | 958,000 | 1.12% | SH | |
| 14 | LPL Financial LLC | 36,934 | 605,000 | 0.71% | ||
| 15 | ROYAL BANK OF CANADA | 24,944 | 410,000 | 0.48% | ||
| 16 | HighTower Advisors, LLC | 14,864 | 244,000 | 0.29% | ||
| 17 | MSI Financial Services Inc | 13,170 | 216,000 | 0.25% | ||
| 18 | GOLDMAN SACHS GROUP INC | 12,582 | 207,000 | 0.24% | ||
| 19 | Round Table Services, LLC | 10,100 | 166,000 | 0.19% | ||
| 20 | DEUTSCHE BANK AG\ | 2,300 | 37,000 | 0.04% | ||
| 21 | Sunbelt Securities, Inc. | 2,162 | 35,530 | 0.04% | ||
| 22 | CITIGROUP INC | 1,998 | 33,000 | 0.04% | ||
| 23 | US BANCORP \DE\ | 2,000 | 33,000 | 0.04% | ||
| 24 | Winfield Associates, Inc. | 500 | 8,000 | 0.01% | ||
| 25 | Tower Research Capital LLC (TRC) | 273 | 4,000 | 0.00% | ||
| 26 | B. Riley Wealth Management, Inc. | 200 | 3,000 | 0.00% | ||
| 27 | Brookstone Capital Management | 111 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
