| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 1,455,100 | 21,903,000 | 20.31% | ||
| 2 | CREDIT SUISSE AG/ | 1,303,946 | 19,637,000 | 18.21% | ||
| 3 | OPERA TRADING CAPITAL | 977,638 | 14,723,000 | 13.65% | ||
| 4 | Weiss Asset Management LP | 517,731 | 7,797,000 | 7.23% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 508,226 | 7,654,000 | 7.10% | ||
| 6 | WELLS FARGO & COMPANY/MN | 496,531 | 7,478,000 | 6.93% | ||
| 7 | BNP PARIBAS FINANCIAL MARKETS | 454,983 | 6,852,044 | 6.35% | ||
| 8 | ING GROEP NV | 300,000 | 4,500,000 | 4.17% | ||
| 9 | MORGAN STANLEY | 238,865 | 3,597,000 | 3.34% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 227,527 | 3,427,000 | 3.18% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 192,811 | 2,904,000 | 2.69% | ||
| 12 | Yakira Capital Management, Inc. | 137,073 | 2,064,000 | 1.91% | SH | |
| 13 | UBS Group AG | 128,203 | 1,930,000 | 1.79% | ||
| 14 | DOLIVER ADVISORS, LP | 68,836 | 1,037,000 | 0.96% | ||
| 15 | LPL Financial LLC | 64,307 | 965,000 | 0.89% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 31,190 | 470,000 | 0.44% | ||
| 17 | ROYAL BANK OF CANADA | 17,970 | 271,000 | 0.25% | ||
| 18 | MSI Financial Services Inc | 12,912 | 194,000 | 0.18% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,045 | 151,000 | 0.14% | ||
| 20 | HM PAYSON & CO | 10,000 | 151,000 | 0.14% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,868 | 58,000 | 0.05% | ||
| 22 | US BANCORP \DE\ | 3,214 | 48,000 | 0.04% | ||
| 23 | Creative Planning | 1,000 | 15,000 | 0.01% | ||
| 24 | Smithfield Trust Co | 1,000 | 15,000 | 0.01% | ||
| 25 | CITIGROUP INC | 333 | 5,000 | 0.00% | ||
| 26 | Tower Research Capital LLC (TRC) | 122 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
