| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 922,792 | 13,620,000 | 27.51% | ||
| 2 | MORGAN STANLEY | 662,479 | 9,778,000 | 19.75% | ||
| 3 | CREDIT SUISSE AG/ | 432,220 | 6,380,000 | 12.89% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 376,610 | 5,559,000 | 11.23% | ||
| 5 | WELLS FARGO & COMPANY/MN | 292,858 | 4,323,000 | 8.73% | ||
| 6 | GEODE CAPITAL MANAGEMENT, LLC | 174,020 | 2,568,000 | 5.19% | PRN | |
| 7 | DOLIVER ADVISORS, LP | 121,317 | 1,791,000 | 3.62% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 89,902 | 1,327,000 | 2.68% | ||
| 9 | UBS AG | 68,242 | 1,008,000 | 2.04% | ||
| 10 | LPL Financial LLC | 40,808 | 598,000 | 1.21% | ||
| 11 | ROYAL BANK OF CANADA | 36,607 | 540,000 | 1.09% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 25,000 | 369,000 | 0.75% | ||
| 13 | BARCLAYS PLC | 26,167 | 366,000 | 0.74% | ||
| 14 | HighTower Advisors, LLC | 23,290 | 344,000 | 0.69% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 19,347 | 286,000 | 0.58% | ||
| 16 | MSI Financial Services Inc | 14,057 | 207,000 | 0.42% | ||
| 17 | Virtu KCG Holdings LLC | 12,890 | 190,000 | 0.38% | ||
| 18 | Round Table Services, LLC | 10,100 | 149,000 | 0.30% | ||
| 19 | Winfield Associates, Inc. | 2,500 | 37,000 | 0.07% | ||
| 20 | CITIGROUP INC | 1,875 | 27,000 | 0.05% | ||
| 21 | ENVESTNET ASSET MANAGEMENT INC | 1,500 | 22,000 | 0.04% | ||
| 22 | NEXT Financial Group, Inc | 600 | 9,000 | 0.02% | ||
| 23 | AMERIPRISE FINANCIAL INC | 200 | 3,000 | 0.01% | ||
| 24 | B. Riley Wealth Management, Inc. | 200 | 2,000 | 0.00% | ||
| 25 | DEUTSCHE BANK AG\ | 157 | 2,000 | 0.00% | ||
| 26 | Creative Planning | 100 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
