| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 1,303,946 | 20,263,000 | 17.63% | ||
| 2 | Bulldog Investors, LLP | 1,153,947 | 17,932,000 | 15.60% | ||
| 3 | OPERA TRADING CAPITAL | 950,788 | 14,775,000 | 12.86% | ||
| 4 | BNP PARIBAS FINANCIAL MARKETS | 700,881 | 10,891,691 | 9.48% | ||
| 5 | Weiss Asset Management LP | 637,969 | 9,914,000 | 8.63% | ||
| 6 | WELLS FARGO & COMPANY/MN | 602,565 | 9,364,000 | 8.15% | ||
| 7 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 497,816 | 7,736,000 | 6.73% | ||
| 8 | ING GROEP NV | 300,000 | 4,653,000 | 4.05% | ||
| 9 | MORGAN STANLEY | 287,554 | 4,468,000 | 3.89% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 241,469 | 3,752,000 | 3.26% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 195,411 | 3,037,000 | 2.64% | ||
| 12 | Yakira Capital Management, Inc. | 137,073 | 2,130,000 | 1.85% | SH | |
| 13 | UBS Group AG | 135,073 | 2,099,000 | 1.83% | ||
| 14 | DOLIVER ADVISORS, LP | 69,936 | 1,087,000 | 0.95% | ||
| 15 | LPL Financial LLC | 67,878 | 1,059,000 | 0.92% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 48,586 | 755,000 | 0.66% | ||
| 17 | ROYAL BANK OF CANADA | 17,534 | 272,000 | 0.24% | ||
| 18 | MSI Financial Services Inc | 14,142 | 220,000 | 0.19% | ||
| 19 | HighTower Advisors, LLC | 12,995 | 201,000 | 0.17% | ||
| 20 | HM PAYSON & CO | 10,000 | 155,000 | 0.13% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,836 | 60,000 | 0.05% | ||
| 22 | DEUTSCHE BANK AG\ | 2,300 | 35,000 | 0.03% | ||
| 23 | US BANCORP \DE\ | 2,000 | 31,000 | 0.03% | ||
| 24 | Creative Planning | 1,000 | 16,000 | 0.01% | ||
| 25 | Smithfield Trust Co | 1,000 | 16,000 | 0.01% | ||
| 26 | Winfield Associates, Inc. | 500 | 8,000 | 0.01% | ||
| 27 | CITIGROUP INC | 300 | 5,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
