| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BNP PARIBAS FINANCIAL MARKETS | 1,413,625 | 22,702,817 | 23.87% | ||
| 2 | CREDIT SUISSE AG/ | 1,303,946 | 20,863,000 | 21.93% | ||
| 3 | Weiss Asset Management LP | 623,989 | 10,021,000 | 10.53% | ||
| 4 | WELLS FARGO & COMPANY/MN | 619,900 | 9,918,000 | 10.43% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 498,016 | 7,968,000 | 8.38% | ||
| 6 | MORGAN STANLEY | 381,319 | 6,102,000 | 6.41% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 301,069 | 4,817,000 | 5.06% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 219,012 | 3,504,000 | 3.68% | ||
| 9 | Yakira Capital Management, Inc. | 185,158 | 2,963,000 | 3.11% | SH | |
| 10 | UBS Group AG | 134,109 | 2,145,000 | 2.26% | ||
| 11 | DOLIVER ADVISORS, LP | 74,541 | 1,193,000 | 1.25% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 60,986 | 979,000 | 1.03% | ||
| 13 | LPL Financial LLC | 32,400 | 516,000 | 0.54% | ||
| 14 | ROYAL BANK OF CANADA | 19,213 | 307,000 | 0.32% | ||
| 15 | HighTower Advisors, LLC | 14,395 | 229,000 | 0.24% | ||
| 16 | MSI Financial Services Inc | 12,702 | 203,000 | 0.21% | ||
| 17 | Virtu KCG Holdings LLC | 12,619 | 202,000 | 0.21% | ||
| 18 | Round Table Services, LLC | 10,100 | 162,000 | 0.17% | ||
| 19 | HM PAYSON & CO | 10,000 | 160,000 | 0.17% | ||
| 20 | DEUTSCHE BANK AG\ | 2,300 | 36,000 | 0.04% | ||
| 21 | US BANCORP \DE\ | 2,000 | 32,000 | 0.03% | ||
| 22 | RISK PARADIGM GROUP, LLC | 2,000 | 32,000 | 0.03% | ||
| 23 | Sunbelt Securities, Inc. | 1,550 | 24,800 | 0.03% | ||
| 24 | Creative Planning | 1,000 | 16,000 | 0.02% | ||
| 25 | CITIGROUP INC | 892 | 15,000 | 0.02% | ||
| 26 | Winfield Associates, Inc. | 500 | 8,000 | 0.01% | ||
| 27 | Brookstone Capital Management | 111 | 2,000 | 0.00% | ||
| 28 | Tower Research Capital LLC (TRC) | 79 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
