| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 1,468,743 | 21,796,000 | 20.10% | ||
| 2 | CREDIT SUISSE AG/ | 1,303,946 | 19,351,000 | 17.84% | ||
| 3 | OPERA TRADING CAPITAL | 863,979 | 12,778,000 | 11.78% | ||
| 4 | Weiss Asset Management LP | 848,688 | 12,552,000 | 11.57% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 477,026 | 7,079,000 | 6.53% | ||
| 6 | BNP PARIBAS FINANCIAL MARKETS | 475,938 | 7,039,123 | 6.49% | ||
| 7 | WELLS FARGO & COMPANY/MN | 442,677 | 6,569,000 | 6.06% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 318,585 | 4,728,000 | 4.36% | ||
| 9 | ING GROEP NV | 300,000 | 4,452,000 | 4.10% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 287,709 | 4,270,000 | 3.94% | ||
| 11 | Yakira Capital Management, Inc. | 137,073 | 2,034,000 | 1.88% | SH | |
| 12 | UBS Group AG | 131,625 | 1,953,000 | 1.80% | ||
| 13 | MORGAN STANLEY | 102,486 | 1,521,000 | 1.40% | ||
| 14 | DOLIVER ADVISORS, LP | 68,255 | 1,007,000 | 0.93% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 28,991 | 429,000 | 0.40% | ||
| 16 | ROYAL BANK OF CANADA | 16,608 | 247,000 | 0.23% | ||
| 17 | MSI Financial Services Inc | 12,958 | 192,000 | 0.18% | ||
| 18 | TWO SIGMA SECURITIES, LLC | 11,367 | 168,000 | 0.15% | ||
| 19 | HM PAYSON & CO | 10,000 | 148,000 | 0.14% | ||
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,868 | 58,000 | 0.05% | ||
| 21 | US BANCORP \DE\ | 2,214 | 33,000 | 0.03% | ||
| 22 | ENVESTNET ASSET MANAGEMENT INC | 1,400 | 21,000 | 0.02% | ||
| 23 | Creative Planning | 1,000 | 15,000 | 0.01% | ||
| 24 | Smithfield Trust Co | 1,000 | 15,000 | 0.01% | ||
| 25 | Financial Architects, Inc | 200 | 3,000 | 0.00% | ||
| 26 | Tower Research Capital LLC (TRC) | 40 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
