| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,139,526 | 18,916,000 | 29.15% | ||
| 2 | CREDIT SUISSE AG/ | 610,304 | 10,131,000 | 15.61% | ||
| 3 | MORGAN STANLEY | 521,576 | 8,658,000 | 13.34% | ||
| 4 | WELLS FARGO & COMPANY/MN | 327,808 | 5,442,000 | 8.39% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 320,864 | 5,326,000 | 8.21% | ||
| 6 | UBS Group AG | 206,887 | 3,435,000 | 5.29% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 166,541 | 2,765,000 | 4.26% | ||
| 8 | GEODE CAPITAL MANAGEMENT, LLC | 136,893 | 2,272,000 | 3.50% | PRN | |
| 9 | BANK OF AMERICA CORP /DE/ | 96,006 | 1,593,000 | 2.46% | ||
| 10 | DOLIVER ADVISORS, LP | 69,857 | 1,159,000 | 1.79% | ||
| 11 | BNP PARIBAS FINANCIAL MARKETS | 55,000 | 913,000 | 1.41% | ||
| 12 | LPL Financial LLC | 49,445 | 821,000 | 1.27% | ||
| 13 | SG Americas Securities, LLC | 41,050 | 681,000 | 1.05% | ||
| 14 | ROYAL BANK OF CANADA | 30,960 | 514,000 | 0.79% | ||
| 15 | GOLDMAN SACHS GROUP INC | 26,311 | 437,000 | 0.67% | ||
| 16 | Bulldog Investors, LLP | 18,595 | 309,000 | 0.48% | ||
| 17 | HighTower Advisors, LLC | 16,700 | 277,000 | 0.43% | ||
| 18 | MSI Financial Services Inc | 15,082 | 250,000 | 0.39% | ||
| 19 | Virtu KCG Holdings LLC | 14,306 | 237,000 | 0.37% | ||
| 20 | CTC Alternative Strategies, Ltd. | 12,000 | 199,200 | 0.31% | ||
| 21 | Thomas J. Herzfeld Advisors, Inc. | 12,000 | 199,000 | 0.31% | ||
| 22 | Round Table Services, LLC | 10,100 | 168,000 | 0.26% | ||
| 23 | B. Riley Wealth Advisors, Inc. | 4,500 | 75,000 | 0.12% | ||
| 24 | Winfield Associates, Inc. | 2,500 | 42,000 | 0.06% | ||
| 25 | US BANCORP \DE\ | 2,000 | 33,000 | 0.05% | ||
| 26 | Tower Research Capital LLC (TRC) | 1,163 | 19,000 | 0.03% | ||
| 27 | CITIGROUP INC | 456 | 8,000 | 0.01% | ||
| 28 | B. Riley Wealth Management, Inc. | 200 | 3,000 | 0.00% | ||
| 29 | Creative Planning | 100 | 2,000 | 0.00% | ||
| 30 | DEUTSCHE BANK AG\ | 131 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
