| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,058,801 | 17,657,000 | 22.10% | ||
| 2 | BNP PARIBAS FINANCIAL MARKETS | 626,044 | 10,411,111 | 13.03% | ||
| 3 | CREDIT SUISSE AG/ | 560,304 | 9,344,000 | 11.70% | ||
| 4 | MORGAN STANLEY | 493,234 | 8,225,000 | 10.30% | ||
| 5 | Weiss Asset Management LP | 344,044 | 5,721,000 | 7.16% | ||
| 6 | WELLS FARGO & COMPANY/MN | 341,760 | 5,699,000 | 7.13% | ||
| 7 | Bulldog Investors, LLP | 335,791 | 5,600,000 | 7.01% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 256,093 | 4,259,000 | 5.33% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 199,498 | 3,327,000 | 4.16% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 186,835 | 3,116,000 | 3.90% | ||
| 11 | UBS Group AG | 124,344 | 2,074,000 | 2.60% | ||
| 12 | DOLIVER ADVISORS, LP | 72,090 | 1,202,000 | 1.50% | ||
| 13 | LPL Financial LLC | 41,043 | 676,000 | 0.85% | ||
| 14 | GEODE CAPITAL MANAGEMENT, LLC | 37,943 | 630,000 | 0.79% | PRN | |
| 15 | ROYAL BANK OF CANADA | 27,922 | 466,000 | 0.58% | ||
| 16 | MSI Financial Services Inc | 22,592 | 377,000 | 0.47% | ||
| 17 | IBERIABANK CORP | 19,000 | 317,000 | 0.40% | ||
| 18 | HighTower Advisors, LLC | 14,395 | 240,000 | 0.30% | ||
| 19 | Thomas J. Herzfeld Advisors, Inc. | 12,000 | 200,000 | 0.25% | ||
| 20 | Round Table Services, LLC | 10,100 | 168,000 | 0.21% | ||
| 21 | DEUTSCHE BANK AG\ | 4,600 | 76,000 | 0.10% | ||
| 22 | Sunbelt Securities, Inc. | 2,160 | 36,024 | 0.05% | ||
| 23 | US BANCORP \DE\ | 2,000 | 33,000 | 0.04% | ||
| 24 | CITIGROUP INC | 753 | 13,000 | 0.02% | ||
| 25 | Winfield Associates, Inc. | 500 | 8,000 | 0.01% | ||
| 26 | Tower Research Capital LLC (TRC) | 453 | 8,000 | 0.01% | ||
| 27 | RISK PARADIGM GROUP, LLC | 300 | 5,002 | 0.01% | ||
| 28 | B. Riley Wealth Management, Inc. | 200 | 3,000 | 0.00% | ||
| 29 | Creative Planning | 100 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
