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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 40 Institutional holders with a total value of $50,888,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 SHARKEY, HOWES & JAVER 9 1,000 0.00%
3 Financial Architects, Inc 71 3,000 0.01%
4 ASSET DEDICATION, LLC 80 3,000 0.01%
5 Tortoise Investment Management, LLC 128 5,000 0.01%
6 Brick & Kyle, Associates 200 8,000 0.02%
7 CITIGROUP INC 230 9,000 0.02%
8 ADVISOR GROUP, INC. 260 10,000 0.02%
9 BARCLAYS PLC 375 15,000 0.03%
10 Concert Wealth Management Inc. 1,146 45,000 0.09%
11 UBS Group AG 1,508 59,000 0.12%
12 Creative Planning 1,581 62,000 0.12%
13 Carroll Financial Associates, Inc. 3,335 130,000 0.26%
14 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 5,310 207,000 0.41%
15 MSI Financial Services Inc 5,662 221,000 0.43%
16 AMERIPRISE FINANCIAL INC 6,034 236,000 0.46%
17 SG Americas Securities, LLC 7,733 302,000 0.59%
18 INVESTMENT CENTERS OF AMERICA INC 8,507 332,000 0.65%
19 RAYMOND JAMES & ASSOCIATES 11,032 431,000 0.85%
20 IFP ADVISORS, INC 11,850 463,000 0.91%
21 Raymond James Financial Services Advisors, Inc. 13,463 526,000 1.03%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,813 539,000 1.06%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 14,390 562,000 1.10%
24 LIDO ADVISORS, LLC 14,444 564,000 1.11%
25 PNC FINANCIAL SERVICES GROUP, INC. 14,857 580,000 1.14%
26 ROYAL BANK OF CANADA 16,937 661,000 1.30%
27 UNITED CAPITAL FINANCIAL ADVISORS, LLC 20,261 791,000 1.55%
28 ETRADE Capital Management LLC 20,461 799,000 1.57%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,254 830,000 1.63%
30 Cambridge Investment Research Advisors, Inc. 26,350 1,029,000 2.02%
31 B. Riley Wealth Advisors, Inc. 35,649 1,392,000 2.74%
32 WELLS FARGO & COMPANY/MN 36,177 1,413,000 2.78%
33 MORGAN STANLEY 40,183 1,569,000 3.08%
34 IMA Advisory Services, Inc. 44,730 1,746,000 3.43%
35 Commonwealth Equity Services, Inc 78,451 3,063,000 6.02%
36 BANQUE PICTET & CIE SA 82,431 3,218,000 6.32%
37 Bank Pictet & Cie (Europe) AG 82,431 3,218,000 6.32%
38 LPL Financial LLC 97,665 3,730,000 7.33%
39 BANK OF AMERICA CORP /DE/ 130,690 5,102,000 10.03%
40 BERGANKDV WEALTH MANAGEMENT, LLC 435,799 17,014,000 33.43%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.