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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 49 Institutional holders with a total value of $98,593,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1 0 0.00%
2 CITIGROUP INC 15 0 0.00%
3 Parallax Volatility Advisers, L.P. 1 0 0.00%
4 ASSETMARK, INC 55 1,000 0.00%
5 FLOW TRADERS U.S. LLC 35 1,000 0.00%
6 Creative Planning 253 6,000 0.01%
7 ASSET PLANNING SERVICES, LTD. 300 7,000 0.01%
8 SALEM INVESTMENT COUNSELORS INC 476 12,000 0.01%
9 IFP ADVISORS, INC 624 15,000 0.02%
10 Carroll Financial Associates, Inc. 1,073 26,000 0.03%
11 EDMOND DE ROTHSCHILD HOLDING S.A. 2,000 49,000 0.05%
12 BB&T INVESTMENT SERVICES, INC. 2,255 56,000 0.06%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,305 131,000 0.13%
14 ROYAL BANK OF CANADA 7,833 193,000 0.20%
15 CWM, LLC 8,001 198,000 0.20%
16 CAPITAL INVESTMENT ADVISORY SERVICES, LLC 8,475 210,000 0.21%
17 Stratos Wealth Partners, LTD. 9,122 226,000 0.23%
18 GENEOS WEALTH MANAGEMENT INC. 13,183 326,000 0.33%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,280 353,000 0.36%
20 NEXT Financial Group, Inc 14,408 356,000 0.36%
21 VICUS CAPITAL 15,856 392,000 0.40%
22 HighTower Advisors, LLC 16,137 397,000 0.40%
23 Virtu KCG Holdings LLC 16,641 412,000 0.42%
24 SG Americas Securities, LLC 17,154 424,000 0.43%
25 FIFTH THIRD BANCORP 17,500 433,000 0.44%
26 ENVESTNET ASSET MANAGEMENT INC 18,915 467,000 0.47%
27 JANE STREET GROUP, LLC 21,744 538,000 0.55%
28 MSI Financial Services Inc 22,085 546,000 0.55%
29 AMERIPRISE FINANCIAL INC 29,215 722,000 0.73%
30 JPMORGAN CHASE & CO 31,533 780,000 0.79%
31 SCOTIA CAPITAL INC. 31,555 780,000 0.79%
32 STIFEL FINANCIAL CORP 34,075 847,000 0.86%
33 ADVISOR GROUP, INC. 34,457 852,000 0.86%
34 RAYMOND JAMES & ASSOCIATES 36,576 905,000 0.92%
35 INVESTMENT CENTERS OF AMERICA INC 43,934 1,089,000 1.10%
36 Cetera Advisor Networks LLC 45,922 1,137,000 1.15%
37 LPL Financial LLC 57,028 1,425,000 1.45%
38 Sterling Capital Management LLC 68,391 1,691,000 1.72%
39 UBS Group AG 79,253 1,960,000 1.99%
40 GOLDMAN SACHS GROUP INC 108,508 2,683,000 2.72%
41 RPG INVESTMENT ADVISORY, LLC 125,292 3,097,000 3.14%
42 BANK OF AMERICA CORP /DE/ 155,600 3,848,000 3.90%
43 Janney Capital Management LLC 156,572 3,872,000 3.93%
44 Nan Shan Life Insurance Co., Ltd. 160,000 3,957,000 4.01%
45 FIRST CAPITAL ADVISORS GROUP, LLC. 162,299 4,014,000 4.07%
46 WELLS FARGO & COMPANY/MN 194,276 4,805,000 4.87%
47 Dynamic Advisor Solutions LLC 224,488 5,552,000 5.63%
48 MORGAN STANLEY 373,315 9,233,000 9.36%
49 QS Investors, LLC 1,600,028 39,569,000 40.13%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.