| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Harbour Capital Advisors, LLC | 183,312 | 13,400,000 | 40.74% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 459,745 | 6,289,000 | 19.12% | ||
| 3 | ROYAL BANK OF CANADA | 149,248 | 2,042,000 | 6.21% | ||
| 4 | MORGAN STANLEY | 126,826 | 1,734,000 | 5.27% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 101,998 | 1,395,000 | 4.24% | ||
| 6 | Invesco Ltd. | 88,660 | 1,213,000 | 3.69% | ||
| 7 | INFRASTRUCTURE CAPITAL ADVISORS, LLC | 60,042 | 821,000 | 2.50% | ||
| 8 | WOLVERINE ASSET MANAGEMENT LLC | 55,740 | 762,000 | 2.32% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 46,185 | 632,000 | 1.92% | ||
| 10 | Fiera Capital Corp | 45,360 | 621,000 | 1.89% | ||
| 11 | Horizon Kinetics LLC | 38,314 | 524,000 | 1.59% | ||
| 12 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 31,703 | 434,000 | 1.32% | ||
| 13 | UBS Group AG | 30,306 | 415,000 | 1.26% | ||
| 14 | MARINER INVESTMENT GROUP LLC | 24,416 | 334,000 | 1.02% | ||
| 15 | LUCAS CAPITAL MANAGEMENT | 22,435 | 307,000 | 0.93% | ||
| 16 | DOLIVER ADVISORS, LP | 20,952 | 287,000 | 0.87% | ||
| 17 | Choate Investment Advisors | 20,905 | 285,980 | 0.87% | ||
| 18 | Commonwealth Equity Services, Inc | 20,867 | 285,000 | 0.87% | ||
| 19 | SHUFRO ROSE & CO LLC | 17,800 | 244,000 | 0.74% | ||
| 20 | SIT INVESTMENT ASSOCIATES INC | 15,500 | 212,000 | 0.64% | ||
| 21 | Essex Financial Services, Inc. | 15,286 | 209,000 | 0.64% | ||
| 22 | Creative Planning | 11,093 | 152,000 | 0.46% | ||
| 23 | FDx Advisors, Inc. | 10,415 | 142,000 | 0.43% | ||
| 24 | WELLS FARGO & COMPANY/MN | 5,195 | 71,000 | 0.22% | ||
| 25 | ADVISOR GROUP, INC. | 3,450 | 47,000 | 0.14% | ||
| 26 | Focused Wealth Management, Inc | 1,917 | 26,000 | 0.08% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 800 | 10,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
