| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 836,366 | 11,977,000 | 48.98% | ||
| 2 | WELLS FARGO & COMPANY/MN | 301,384 | 4,316,000 | 17.65% | ||
| 3 | MORGAN STANLEY | 159,541 | 2,285,000 | 9.35% | ||
| 4 | UBS AG | 144,960 | 2,076,000 | 8.49% | ||
| 5 | Cetera Advisor Networks LLC | 128,490 | 1,836,000 | 7.51% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 57,902 | 829,000 | 3.39% | ||
| 7 | ROYAL BANK OF CANADA | 35,092 | 503,000 | 2.06% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 31,519 | 451,000 | 1.84% | ||
| 9 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 10,875 | 156,000 | 0.64% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 14,319 | 0.06% | ||
| 11 | CITIGROUP INC | 435 | 6,000 | 0.02% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 124 | 2,000 | 0.01% | ||
| 13 | MANAGED ACCOUNT ADVISORS LLC | 8 | 0 | 0.00% | ||
| 14 | MSI Financial Services Inc | 33 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
