| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 470,503 | 5,947,000 | 25.58% | ||
| 2 | WELLS FARGO & COMPANY/MN | 318,392 | 4,025,000 | 17.31% | ||
| 3 | UBS Group AG | 229,620 | 2,902,000 | 12.48% | ||
| 4 | Shaker Financial Services, LLC | 193,693 | 2,448,000 | 10.53% | ||
| 5 | MORGAN STANLEY | 174,423 | 2,205,000 | 9.48% | ||
| 6 | Cetera Advisor Networks LLC | 146,864 | 1,852,000 | 7.96% | ||
| 7 | WOLVERINE ASSET MANAGEMENT LLC | 88,488 | 1,118,000 | 4.81% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 67,002 | 847,000 | 3.64% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 60,190 | 761,000 | 3.27% | ||
| 10 | ROYAL BANK OF CANADA | 47,929 | 605,000 | 2.60% | ||
| 11 | DOLIVER ADVISORS, LP | 16,277 | 206,000 | 0.89% | ||
| 12 | CORNERSTONE ADVISORS INC | 12,100 | 153,000 | 0.66% | ||
| 13 | Curi Capital, LLC | 11,927 | 151,000 | 0.65% | ||
| 14 | CITIGROUP INC | 1,419 | 18,000 | 0.08% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 12,640 | 0.05% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 124 | 2,000 | 0.01% | ||
| 17 | MSI Financial Services Inc | 30 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
