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LAZARD WORLD DIVID & INCOME
LAZARD WORLD DIVID & INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 26 Institutional holders with a total value of $24,537,226.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 520,875 4,704,000 19.17%
2 DESCHUTES PORTFOLIO STRATEGY, LLC 379,900 3,430,000 13.98%
3 RAYMOND JAMES & ASSOCIATES 233,498 2,108,000 8.59%
4 MORGAN STANLEY 213,636 1,929,000 7.86%
5 WELLS FARGO & COMPANY/MN 201,917 1,823,000 7.43%
6 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 187,941 1,697,000 6.92%
7 Shaker Financial Services, LLC 166,309 1,502,000 6.12%
8 CORNERSTONE ADVISORS INC 155,722 1,406,000 5.73%
9 UBS Group AG 150,463 1,359,000 5.54%
10 Cetera Advisor Networks LLC 115,799 1,043,000 4.25%
11 WOLVERINE ASSET MANAGEMENT LLC 115,197 1,040,000 4.24%
12 BANK OF AMERICA CORP /DE/ 59,446 537,000 2.19%
13 DOLIVER ADVISORS, LP 43,219 395,000 1.61%
14 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 41,420 374,000 1.52%
15 PNC FINANCIAL SERVICES GROUP, INC. 28,016 252,000 1.03%
16 Curi Capital, LLC 23,631 213,000 0.87%
17 Advisors Asset Management, Inc. 21,287 192,000 0.78%
18 Round Table Services, LLC 20,300 183,000 0.75%
19 TFS CAPITAL LLC 17,481 158,000 0.64%
20 Raymond James Financial Services Advisors, Inc. 13,017 118,000 0.48%
21 ROYAL BANK OF CANADA 3,913 35,000 0.14%
22 MSI Financial Services Inc 3,324 30,000 0.12%
23 CITIGROUP INC 501 5,000 0.02%
24 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 300 3,000 0.01%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 124 1,000 0.00%
26 MassMutual Private Wealth & Trust, FSB 25 226 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.