| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 732,283 | 9,593,000 | 40.44% | ||
| 2 | WELLS FARGO & COMPANY/MN | 303,894 | 3,981,000 | 16.78% | ||
| 3 | UBS Group AG | 167,092 | 2,189,000 | 9.23% | ||
| 4 | MORGAN STANLEY | 155,917 | 2,043,000 | 8.61% | ||
| 5 | Cetera Advisor Networks LLC | 142,609 | 1,866,000 | 7.87% | ||
| 6 | Shaker Financial Services, LLC | 111,167 | 1,456,000 | 6.14% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 61,691 | 808,000 | 3.41% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 49,205 | 645,000 | 2.72% | ||
| 9 | ROYAL BANK OF CANADA | 37,260 | 489,000 | 2.06% | ||
| 10 | DOLIVER ADVISORS, LP | 26,152 | 342,000 | 1.44% | ||
| 11 | TFS CAPITAL LLC | 19,306 | 253,000 | 1.07% | ||
| 12 | WOLVERINE ASSET MANAGEMENT LLC | 2,818 | 36,000 | 0.15% | ||
| 13 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 13,100 | 0.06% | ||
| 14 | CITIGROUP INC | 247 | 3,000 | 0.01% | ||
| 15 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 124 | 2,000 | 0.01% | ||
| 16 | MSI Financial Services Inc | 30 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
