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LAZARD WORLD DIVID & INCOME
LAZARD WORLD DIVID & INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 20 Institutional holders with a total value of $22,688,660.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 326,582 3,808,000 16.78%
2 Shaker Financial Services, LLC 260,235 3,034,000 13.37%
3 Advisors Asset Management, Inc. 251,858 2,937,000 12.94%
4 UBS Group AG 243,520 2,839,000 12.51%
5 MORGAN STANLEY 171,764 2,003,000 8.83%
6 Cetera Advisor Networks LLC 146,864 1,852,000 8.16%
7 WOLVERINE ASSET MANAGEMENT LLC 126,903 1,479,000 6.52%
8 Karpus Management, Inc. 120,063 1,400,000 6.17%
9 RAYMOND JAMES & ASSOCIATES 67,942 792,000 3.49%
10 ROYAL BANK OF CANADA 51,994 607,000 2.68%
11 CORNERSTONE ADVISORS INC 51,642 602,000 2.65%
12 BANK OF AMERICA CORP /DE/ 38,378 447,000 1.97%
13 Curi Capital, LLC 36,115 421,000 1.86%
14 DOLIVER ADVISORS, LP 19,184 224,000 0.99%
15 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 17,107 199,000 0.88%
16 CITIGROUP INC 1,929 22,000 0.10%
17 AMERICAN INTERNATIONAL GROUP, INC. 1,000 11,660 0.05%
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 900 10,000 0.04%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 124 1,000 0.00%
20 MSI Financial Services Inc 23 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.