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LAZARD WORLD DIVID & INCOME
LAZARD WORLD DIVID & INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 20 Institutional holders with a total value of $31,481,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Karpus Management, Inc. 1,496,935 14,835,000 47.12%
2 RAYMOND JAMES & ASSOCIATES 354,455 3,513,000 11.16%
3 RIVERNORTH CAPITAL MANAGEMENT, LLC 313,283 3,105,000 9.86%
4 MORGAN STANLEY 268,070 2,656,000 8.44%
5 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 183,536 1,819,000 5.78%
6 WELLS FARGO & COMPANY/MN 149,422 1,481,000 4.70%
7 UBS Group AG 93,167 923,000 2.93%
8 Cetera Advisor Networks LLC 77,069 766,000 2.43%
9 Saba Capital Management, L.P. 58,623 581,000 1.85%
10 PNC FINANCIAL SERVICES GROUP, INC. 48,136 478,000 1.52%
11 Raymond James Financial Services Advisors, Inc. 40,957 406,000 1.29%
12 CORNERSTONE ADVISORS INC 39,478 391,000 1.24%
13 BANK OF AMERICA CORP /DE/ 32,368 321,000 1.02%
14 DOLIVER ADVISORS, LP 16,206 161,000 0.51%
15 ROYAL BANK OF CANADA 3,888 38,000 0.12%
16 Ancora Advisors LLC 327 3,000 0.01%
17 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 300 3,000 0.01%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 124 1,000 0.00%
19 MSI Financial Services Inc 24 0 0.00%
20 CITIGROUP INC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.