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LAZARD WORLD DIVID & INCOME
LAZARD WORLD DIVID & INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 27 Institutional holders with a total value of $24,357,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LADENBURG THALMANN FINANCIAL SERVICES INC. 124 1,000 0.00%
2 MSI Financial Services Inc 56 1,000 0.00%
3 Tower Research Capital LLC (TRC) 159 1,000 0.00%
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 300 3,000 0.01%
5 CITIGROUP INC 501 5,000 0.02%
6 ROYAL BANK OF CANADA 4,073 37,000 0.15%
7 BOOTHBAY FUND MANAGEMENT, LLC 13,192 119,000 0.49%
8 TFS CAPITAL LLC 14,281 129,000 0.53%
9 Raymond James Financial Services Advisors, Inc. 14,731 133,000 0.55%
10 Curi Capital, LLC 19,816 179,000 0.73%
11 Round Table Services, LLC 20,300 183,000 0.75%
12 PNC FINANCIAL SERVICES GROUP, INC. 28,016 252,000 1.03%
13 GEODE CAPITAL MANAGEMENT, LLC 34,438 310,000 1.27%
14 DOLIVER ADVISORS, LP 37,151 335,000 1.38%
15 BANK OF AMERICA CORP /DE/ 44,769 404,000 1.66%
16 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 75,658 683,000 2.80%
17 Advisors Asset Management, Inc. 106,165 959,000 3.94%
18 WOLVERINE ASSET MANAGEMENT LLC 130,234 1,176,000 4.83%
19 UBS Group AG 138,684 1,252,000 5.14%
20 Cetera Advisor Networks LLC 155,959 1,406,000 5.77%
21 CORNERSTONE ADVISORS INC 158,322 1,430,000 5.87%
22 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 170,081 1,536,000 6.31%
23 MORGAN STANLEY 216,030 1,951,000 8.01%
24 WELLS FARGO & COMPANY/MN 243,343 2,197,000 9.02%
25 Shaker Financial Services, LLC 251,699 2,273,000 9.33%
26 DESCHUTES PORTFOLIO STRATEGY, LLC 305,274 2,757,000 11.32%
27 Karpus Management, Inc. 514,439 4,645,000 19.07%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.