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LAZARD WORLD DIVID & INCOME
LAZARD WORLD DIVID & INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 20 Institutional holders with a total value of $29,652,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 1 0 0.00%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 124 1,000 0.00%
3 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 300 4,000 0.01%
4 ROYAL BANK OF CANADA 3,713 37,000 0.12%
5 MSI Financial Services Inc 9,555 97,000 0.33%
6 DOLIVER ADVISORS, LP 16,291 165,000 0.56%
7 Round Table Services, LLC 20,300 205,000 0.69%
8 Raymond James Financial Services Advisors, Inc. 35,357 357,000 1.20%
9 PNC FINANCIAL SERVICES GROUP, INC. 40,666 410,000 1.38%
10 BANK OF AMERICA CORP /DE/ 54,081 546,000 1.84%
11 Saba Capital Management, L.P. 58,623 592,000 2.00%
12 CORNERSTONE ADVISORS INC 91,416 923,000 3.11%
13 UBS Group AG 111,596 1,127,000 3.80%
14 Cetera Advisor Networks LLC 153,704 1,552,000 5.23%
15 DESCHUTES PORTFOLIO STRATEGY, LLC 171,200 1,729,000 5.83%
16 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 186,709 1,886,000 6.36%
17 WELLS FARGO & COMPANY/MN 219,358 2,216,000 7.47%
18 MORGAN STANLEY 220,466 2,227,000 7.51%
19 RAYMOND JAMES & ASSOCIATES 345,413 3,489,000 11.77%
20 Karpus Management, Inc. 1,196,959 12,089,000 40.77%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.