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LAZARD WORLD DIVID & INCOME
LAZARD WORLD DIVID & INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 20 Institutional holders with a total value of $31,481,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 1 0 0.00%
2 MSI Financial Services Inc 24 0 0.00%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 124 1,000 0.00%
4 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 300 3,000 0.01%
5 Ancora Advisors LLC 327 3,000 0.01%
6 ROYAL BANK OF CANADA 3,888 38,000 0.12%
7 DOLIVER ADVISORS, LP 16,206 161,000 0.51%
8 BANK OF AMERICA CORP /DE/ 32,368 321,000 1.02%
9 CORNERSTONE ADVISORS INC 39,478 391,000 1.24%
10 Raymond James Financial Services Advisors, Inc. 40,957 406,000 1.29%
11 PNC FINANCIAL SERVICES GROUP, INC. 48,136 478,000 1.52%
12 Saba Capital Management, L.P. 58,623 581,000 1.85%
13 Cetera Advisor Networks LLC 77,069 766,000 2.43%
14 UBS Group AG 93,167 923,000 2.93%
15 WELLS FARGO & COMPANY/MN 149,422 1,481,000 4.70%
16 FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD 183,536 1,819,000 5.78%
17 MORGAN STANLEY 268,070 2,656,000 8.44%
18 RIVERNORTH CAPITAL MANAGEMENT, LLC 313,283 3,105,000 9.86%
19 RAYMOND JAMES & ASSOCIATES 354,455 3,513,000 11.16%
20 Karpus Management, Inc. 1,496,935 14,835,000 47.12%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.