| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 109,923 | 1,488,000 | 40.78% | ||
| 2 | Invesco Ltd. | 75,943 | 1,028,000 | 28.17% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 34,017 | 460,000 | 12.61% | ||
| 4 | Horizon Kinetics LLC | 18,577 | 252,000 | 6.91% | ||
| 5 | MORGAN STANLEY | 15,970 | 216,000 | 5.92% | ||
| 6 | WELLS FARGO & COMPANY/MN | 9,326 | 126,000 | 3.45% | ||
| 7 | ROYAL BANK OF CANADA | 2,801 | 38,000 | 1.04% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 2,693 | 36,000 | 0.99% | ||
| 9 | CITIGROUP INC | 367 | 5,000 | 0.14% | ||
| 10 | Gary Goldberg Planning Services Inc | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
