| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 166,378 | 2,313,000 | 48.84% | ||
| 2 | Invesco Ltd. | 81,914 | 1,139,000 | 24.05% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 40,621 | 565,000 | 11.93% | ||
| 4 | Horizon Kinetics LLC | 17,065 | 237,000 | 5.00% | ||
| 5 | MORGAN STANLEY | 15,076 | 210,000 | 4.43% | ||
| 6 | WELLS FARGO & COMPANY/MN | 10,797 | 150,000 | 3.17% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 4,359 | 61,000 | 1.29% | ||
| 8 | Evercore Wealth Management, LLC | 4,000 | 56,000 | 1.18% | ||
| 9 | CITIGROUP INC | 367 | 5,000 | 0.11% | ||
| 10 | BRUDERMAN ASSET MANAGEMENT, LLC | 7 | 0 | 0.00% | ||
| 11 | ROYAL BANK OF CANADA | 19 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
