| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 161,114 | 2,325,000 | 33.41% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 107,733 | 1,555,000 | 22.34% | ||
| 3 | Invesco Ltd. | 96,555 | 1,393,000 | 20.01% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 49,130 | 709,000 | 10.19% | ||
| 5 | Raymond James Financial Services Advisors, Inc. | 34,550 | 499,000 | 7.17% | ||
| 6 | MORGAN STANLEY | 19,465 | 281,000 | 4.04% | ||
| 7 | WELLS FARGO & COMPANY/MN | 8,173 | 118,000 | 1.70% | ||
| 8 | Evercore Wealth Management, LLC | 4,000 | 58,000 | 0.83% | ||
| 9 | Tower Research Capital LLC (TRC) | 518 | 7,000 | 0.10% | ||
| 10 | Creative Planning | 413 | 6,000 | 0.09% | ||
| 11 | CITIGROUP INC | 367 | 5,000 | 0.07% | ||
| 12 | MSI Financial Services Inc | 250 | 4,000 | 0.06% | ||
| 13 | ROYAL BANK OF CANADA | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
