| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 155,251 | 2,189,000 | 38.85% | ||
| 2 | Invesco Ltd. | 79,366 | 1,119,000 | 19.86% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 69,426 | 979,000 | 17.37% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 49,130 | 693,000 | 12.30% | ||
| 5 | Horizon Kinetics LLC | 17,065 | 241,000 | 4.28% | ||
| 6 | MORGAN STANLEY | 14,274 | 201,000 | 3.57% | ||
| 7 | WELLS FARGO & COMPANY/MN | 10,798 | 152,000 | 2.70% | ||
| 8 | Evercore Wealth Management, LLC | 4,000 | 56,000 | 0.99% | ||
| 9 | CITIGROUP INC | 367 | 5,000 | 0.09% | ||
| 10 | ROYAL BANK OF CANADA | 19 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
