| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 146,412 | 2,009,000 | 43.75% | ||
| 2 | Invesco Ltd. | 88,157 | 1,210,000 | 26.35% | ||
| 3 | King Wealth Management Group | 26,724 | 367,000 | 7.99% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 25,574 | 349,000 | 7.60% | ||
| 5 | Horizon Kinetics LLC | 17,777 | 244,000 | 5.31% | ||
| 6 | MORGAN STANLEY | 15,069 | 207,000 | 4.51% | ||
| 7 | WELLS FARGO & COMPANY/MN | 11,298 | 155,000 | 3.38% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 3,359 | 46,000 | 1.00% | ||
| 9 | CITIGROUP INC | 367 | 5,000 | 0.11% | ||
| 10 | ROYAL BANK OF CANADA | 19 | 0 | 0.00% | ||
| 11 | Gary Goldberg Planning Services Inc | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
