| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 164,457 | 2,319,000 | 39.17% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 101,339 | 1,429,000 | 24.14% | ||
| 3 | Invesco Ltd. | 76,443 | 1,078,000 | 18.21% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 49,130 | 693,000 | 11.71% | ||
| 5 | MORGAN STANLEY | 14,628 | 207,000 | 3.50% | ||
| 6 | WELLS FARGO & COMPANY/MN | 9,174 | 129,000 | 2.18% | ||
| 7 | Evercore Wealth Management, LLC | 4,000 | 56,000 | 0.95% | ||
| 8 | CITIGROUP INC | 367 | 5,000 | 0.08% | ||
| 9 | MSI Financial Services Inc | 250 | 4,000 | 0.07% | ||
| 10 | ROYAL BANK OF CANADA | 23 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
