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NEUBERGER BERMAN NY INT MUN
NEUBERGER BERMAN NY INT MUN. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 11 Institutional holders with a total value of $3,919,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS AG 136,315 1,843,000 47.03%
2 Invesco Ltd. 80,389 1,087,000 27.74%
3 GUGGENHEIM CAPITAL LLC 23,853 323,000 8.24%
4 Horizon Kinetics LLC 17,777 240,000 6.12%
5 MORGAN STANLEY 15,065 204,000 5.21%
6 WELLS FARGO & COMPANY/MN 11,297 153,000 3.90%
7 BANK OF AMERICA CORP /DE/ 4,109 56,000 1.43%
8 WOLVERINE ASSET MANAGEMENT LLC 644 8,000 0.20%
9 CITIGROUP INC 367 5,000 0.13%
10 Gary Goldberg Planning Services Inc 7 0 0.00%
11 ROYAL BANK OF CANADA 19 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.