| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 136,315 | 1,843,000 | 47.03% | ||
| 2 | Invesco Ltd. | 80,389 | 1,087,000 | 27.74% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 23,853 | 323,000 | 8.24% | ||
| 4 | Horizon Kinetics LLC | 17,777 | 240,000 | 6.12% | ||
| 5 | MORGAN STANLEY | 15,065 | 204,000 | 5.21% | ||
| 6 | WELLS FARGO & COMPANY/MN | 11,297 | 153,000 | 3.90% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 4,109 | 56,000 | 1.43% | ||
| 8 | WOLVERINE ASSET MANAGEMENT LLC | 644 | 8,000 | 0.20% | ||
| 9 | CITIGROUP INC | 367 | 5,000 | 0.13% | ||
| 10 | Gary Goldberg Planning Services Inc | 7 | 0 | 0.00% | ||
| 11 | ROYAL BANK OF CANADA | 19 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.