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NEUBERGER BERMAN NY INT MUN
NEUBERGER BERMAN NY INT MUN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 15 Institutional holders with a total value of $9,481,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 146,125 1,829,000 19.29%
2 UBS Group AG 129,640 1,623,000 17.12%
3 MARINER INVESTMENT GROUP LLC 110,645 1,385,000 14.61%
4 MORGAN STANLEY 99,784 1,250,000 13.18%
5 GUGGENHEIM CAPITAL LLC 64,754 811,000 8.55%
6 WOLVERINE ASSET MANAGEMENT LLC 54,854 686,000 7.24%
7 BANK OF AMERICA CORP /DE/ 49,069 614,000 6.48%
8 King Wealth Management Group 36,908 462,000 4.87%
9 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 24,272 304,000 3.21%
10 ADVISOR GROUP, INC. 13,945 175,000 1.85%
11 Raymond James Financial Services Advisors, Inc. 12,964 162,000 1.71%
12 WELLS FARGO & COMPANY/MN 8,673 108,000 1.14%
13 Evercore Wealth Management, LLC 4,000 50,000 0.53%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,772 22,000 0.23%
15 ROYAL BANK OF CANADA 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.