| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 146,125 | 1,829,000 | 19.29% | ||
| 2 | UBS Group AG | 129,640 | 1,623,000 | 17.12% | ||
| 3 | MARINER INVESTMENT GROUP LLC | 110,645 | 1,385,000 | 14.61% | ||
| 4 | MORGAN STANLEY | 99,784 | 1,250,000 | 13.18% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 64,754 | 811,000 | 8.55% | ||
| 6 | WOLVERINE ASSET MANAGEMENT LLC | 54,854 | 686,000 | 7.24% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 49,069 | 614,000 | 6.48% | ||
| 8 | King Wealth Management Group | 36,908 | 462,000 | 4.87% | ||
| 9 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,272 | 304,000 | 3.21% | ||
| 10 | ADVISOR GROUP, INC. | 13,945 | 175,000 | 1.85% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 12,964 | 162,000 | 1.71% | ||
| 12 | WELLS FARGO & COMPANY/MN | 8,673 | 108,000 | 1.14% | ||
| 13 | Evercore Wealth Management, LLC | 4,000 | 50,000 | 0.53% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,772 | 22,000 | 0.23% | ||
| 15 | ROYAL BANK OF CANADA | 3 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.