| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 224,862 | 2,323,000 | 22.37% | ||
| 2 | UBS Group AG | 192,305 | 1,987,000 | 19.13% | ||
| 3 | MORGAN STANLEY | 163,051 | 1,684,000 | 16.22% | ||
| 4 | Invesco Ltd. | 124,591 | 1,287,000 | 12.39% | ||
| 5 | Penbrook Management LLC | 100,000 | 1,033,000 | 9.95% | ||
| 6 | WELLS FARGO & COMPANY/MN | 49,754 | 514,000 | 4.95% | ||
| 7 | DEUTSCHE BANK AG\ | 21,069 | 217,000 | 2.09% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 17,350 | 179,000 | 1.72% | ||
| 9 | Cambridge Investment Research Advisors, Inc. | 16,839 | 174,000 | 1.68% | ||
| 10 | Virtu KCG Holdings LLC | 15,643 | 162,000 | 1.56% | ||
| 11 | MSI Financial Services Inc | 15,587 | 161,000 | 1.55% | ||
| 12 | Clear Harbor Asset Management, LLC | 14,350 | 148,000 | 1.43% | ||
| 13 | Cetera Advisor Networks LLC | 13,804 | 143,000 | 1.38% | ||
| 14 | ROYAL BANK OF CANADA | 11,350 | 117,000 | 1.13% | ||
| 15 | Janney Montgomery Scott LLC | 11,000 | 114,000 | 1.10% | ||
| 16 | VALLEY NATIONAL ADVISERS INC | 6,216 | 64,000 | 0.62% | ||
| 17 | NEXT Financial Group, Inc | 2,600 | 27,000 | 0.26% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,382 | 14,000 | 0.13% | ||
| 19 | IFP ADVISORS, INC | 1,199 | 12,000 | 0.12% | ||
| 20 | Community Bank, N.A. | 1,000 | 10,000 | 0.10% | ||
| 21 | M&R CAPITAL MANAGEMENT INC | 878 | 9,000 | 0.09% | ||
| 22 | Tower Research Capital LLC (TRC) | 399 | 4,000 | 0.04% | ||
| 23 | FIRST MANHATTAN CO. LLC. | 197 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
