| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 228,827 | 2,297,000 | 26.79% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 133,673 | 1,342,000 | 15.65% | ||
| 3 | MORGAN STANLEY | 122,792 | 1,233,000 | 14.38% | ||
| 4 | Penbrook Management LLC | 100,000 | 1,004,000 | 11.71% | ||
| 5 | Invesco Ltd. | 90,307 | 907,000 | 10.58% | ||
| 6 | WELLS FARGO & COMPANY/MN | 44,781 | 450,000 | 5.25% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 23,962 | 241,000 | 2.81% | ||
| 8 | MSI Financial Services Inc | 21,475 | 216,000 | 2.52% | ||
| 9 | Cambridge Investment Research Advisors, Inc. | 16,365 | 164,000 | 1.91% | ||
| 10 | Clear Harbor Asset Management, LLC | 15,700 | 158,000 | 1.84% | ||
| 11 | ROYAL BANK OF CANADA | 12,350 | 124,000 | 1.45% | ||
| 12 | OPPENHEIMER & CO INC | 11,000 | 110,000 | 1.28% | ||
| 13 | Janney Montgomery Scott LLC | 10,500 | 105,000 | 1.22% | ||
| 14 | LPL Financial LLC | 10,000 | 101,000 | 1.18% | ||
| 15 | Tortoise Investment Management, LLC | 7,825 | 79,000 | 0.92% | ||
| 16 | NEXT Financial Group, Inc | 1,800 | 18,000 | 0.21% | ||
| 17 | IFP ADVISORS, INC | 1,173 | 12,000 | 0.14% | ||
| 18 | Community Bank, N.A. | 1,000 | 10,000 | 0.12% | ||
| 19 | Tower Research Capital LLC (TRC) | 120 | 1,000 | 0.01% | ||
| 20 | CITIGROUP INC | 114 | 1,000 | 0.01% | ||
| 21 | FIRST MANHATTAN CO. LLC. | 197 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
