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NUVEEN NY MUN VALUE FD COM
NUVEEN NY MUN VALUE FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 21 Institutional holders with a total value of $7,876,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 183,364 1,786,000 22.68%
2 GUGGENHEIM CAPITAL LLC 143,266 1,396,000 17.72%
3 Invesco Ltd. 114,628 1,116,000 14.17%
4 MORGAN STANLEY 83,928 818,000 10.39%
5 Penbrook Management LLC 79,000 769,000 9.76%
6 WELLS FARGO & COMPANY/MN 41,303 402,000 5.10%
7 Relative Value Partners, LLC 31,108 303,000 3.85%
8 AVIANCE CAPITAL MANAGEMENT, LLC 23,138 225,000 2.86%
9 GOLDMAN SACHS GROUP INC 21,900 213,000 2.70%
10 Cambridge Investment Research Advisors, Inc. 15,884 155,000 1.97%
11 Clear Harbor Asset Management, LLC 15,700 153,000 1.94%
12 Janney Montgomery Scott LLC 13,500 131,000 1.66%
13 BANK OF AMERICA CORP /DE/ 12,400 121,000 1.54%
14 Tortoise Investment Management, LLC 10,425 102,000 1.30%
15 ROYAL BANK OF CANADA 6,650 65,000 0.83%
16 Edge Wealth Management LLC 5,486 53,000 0.67%
17 Community Bank, N.A. 4,486 44,000 0.56%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,146 11,000 0.14%
19 MSI Financial Services Inc 1,000 10,000 0.13%
20 FIRST MANHATTAN CO. LLC. 397 3,000 0.04%
21 BlackRock Investment Management, LLC 22 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.