| 1 |
GUGGENHEIM CAPITAL LLC |
161,892 |
1,585,000 |
19.82% |
|
|
| 2 |
UBS Group AG |
145,039 |
1,420,000 |
17.76% |
|
|
| 3 |
Invesco Ltd. |
123,359 |
1,208,000 |
15.10% |
|
|
| 4 |
MORGAN STANLEY |
92,919 |
910,000 |
11.38% |
|
|
| 5 |
Penbrook Management LLC |
79,000 |
773,000 |
9.67% |
|
|
| 6 |
WELLS FARGO & COMPANY/MN |
40,107 |
393,000 |
4.91% |
|
|
| 7 |
Relative Value Partners, LLC |
33,931 |
332,000 |
4.15% |
|
|
| 8 |
Clear Harbor Asset Management, LLC |
28,500 |
279,000 |
3.49% |
|
|
| 9 |
GOLDMAN SACHS GROUP INC |
21,900 |
214,000 |
2.68% |
|
|
| 10 |
Cambridge Investment Research Advisors, Inc. |
15,728 |
154,000 |
1.93% |
|
|
| 11 |
Janney Montgomery Scott LLC |
13,500 |
132,165 |
1.65% |
|
|
| 12 |
AVIANCE CAPITAL MANAGEMENT, LLC |
11,500 |
113,000 |
1.41% |
|
|
| 13 |
ROYAL BANK OF CANADA |
10,649 |
104,000 |
1.30% |
|
|
| 14 |
Edge Wealth Management LLC |
10,486 |
103,000 |
1.29% |
|
|
| 15 |
Tortoise Investment Management, LLC |
10,425 |
102,000 |
1.28% |
|
|
| 16 |
BANK OF AMERICA CORP /DE/ |
9,900 |
97,000 |
1.21% |
|
|
| 17 |
Community Bank, N.A. |
4,486 |
44,000 |
0.55% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,146 |
11,000 |
0.14% |
|
|
| 19 |
NATIONAL PLANNING CORP |
1,027 |
10,218 |
0.13% |
|
|
| 20 |
MSI Financial Services Inc |
1,000 |
10,000 |
0.13% |
|
|
| 21 |
FIRST MANHATTAN CO. LLC. |
397 |
3,000 |
0.04% |
|
|
| 22 |
CITIGROUP INC |
23 |
0 |
0.00% |
|
|
