| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 205,976 | 2,080,000 | 24.29% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 153,641 | 1,552,000 | 18.12% | ||
| 3 | MORGAN STANLEY | 120,973 | 1,222,000 | 14.27% | ||
| 4 | Penbrook Management LLC | 100,000 | 1,010,000 | 11.79% | ||
| 5 | Invesco Ltd. | 69,181 | 699,000 | 8.16% | ||
| 6 | WELLS FARGO & COMPANY/MN | 55,857 | 564,000 | 6.59% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 28,084 | 284,000 | 3.32% | ||
| 8 | MSI Financial Services Inc | 19,858 | 201,000 | 2.35% | ||
| 9 | Cambridge Investment Research Advisors, Inc. | 16,525 | 167,000 | 1.95% | ||
| 10 | Clear Harbor Asset Management, LLC | 15,700 | 159,000 | 1.86% | ||
| 11 | MACKAY SHIELDS LLC | 15,192 | 153,000 | 1.79% | ||
| 12 | ROYAL BANK OF CANADA | 11,850 | 120,000 | 1.40% | ||
| 13 | OPPENHEIMER & CO INC | 11,000 | 111,000 | 1.30% | ||
| 14 | LPL Financial LLC | 10,000 | 102,000 | 1.19% | ||
| 15 | VALLEY NATIONAL ADVISERS INC | 6,216 | 63,000 | 0.74% | ||
| 16 | NEXT Financial Group, Inc | 2,600 | 26,000 | 0.30% | ||
| 17 | WOLVERINE ASSET MANAGEMENT LLC | 1,668 | 16,000 | 0.19% | ||
| 18 | IFP ADVISORS, INC | 1,177 | 12,000 | 0.14% | ||
| 19 | Community Bank, N.A. | 1,000 | 10,000 | 0.12% | ||
| 20 | Tortoise Investment Management, LLC | 825 | 8,000 | 0.09% | ||
| 21 | CITIGROUP INC | 401 | 4,000 | 0.05% | ||
| 22 | FIRST MANHATTAN CO. LLC. | 197 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
