| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 180,879 | 1,754,000 | 22.08% | ||
| 2 | MORGAN STANLEY | 135,252 | 1,312,000 | 16.51% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 121,354 | 1,177,000 | 14.81% | ||
| 4 | Invesco Ltd. | 111,050 | 1,077,000 | 13.56% | ||
| 5 | Penbrook Management LLC | 79,000 | 766,000 | 9.64% | ||
| 6 | WELLS FARGO & COMPANY/MN | 40,795 | 396,000 | 4.98% | ||
| 7 | RELATIVE VALUE PARTNERS GROUP, LLC | 31,108 | 302,000 | 3.80% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 24,372 | 236,000 | 2.97% | ||
| 9 | AVIANCE CAPITAL MANAGEMENT, LLC | 23,138 | 224,000 | 2.82% | ||
| 10 | Cambridge Investment Research Advisors, Inc. | 16,043 | 156,000 | 1.96% | ||
| 11 | Clear Harbor Asset Management, LLC | 15,700 | 152,000 | 1.91% | ||
| 12 | Janney Montgomery Scott LLC | 13,500 | 130,950 | 1.65% | ||
| 13 | Tortoise Investment Management, LLC | 10,425 | 101,000 | 1.27% | ||
| 14 | ROYAL BANK OF CANADA | 6,650 | 65,000 | 0.82% | ||
| 15 | Edge Wealth Management LLC | 5,486 | 53,000 | 0.67% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,150 | 11,000 | 0.14% | ||
| 17 | MSI Financial Services Inc | 1,000 | 10,000 | 0.13% | ||
| 18 | Community Bank, N.A. | 1,000 | 10,000 | 0.13% | ||
| 19 | CITIGROUP INC | 881 | 9,000 | 0.11% | ||
| 20 | FIRST MANHATTAN CO. LLC. | 397 | 3,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
