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NUVEEN NY MUN VALUE FD COM
NUVEEN NY MUN VALUE FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 21 Institutional holders with a total value of $8,278,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 236,055 2,238,000 27.04%
2 UBS Group AG 147,903 1,402,000 16.94%
3 MORGAN STANLEY 136,575 1,295,000 15.64%
4 Invesco Ltd. 135,007 1,280,000 15.46%
5 WELLS FARGO & COMPANY/MN 52,855 501,000 6.05%
6 DOLIVER ADVISORS, LP 23,144 219,000 2.65%
7 DEUTSCHE BANK AG\ 21,069 199,000 2.40%
8 Cambridge Investment Research Advisors, Inc. 18,661 177,000 2.14%
9 MSI Financial Services Inc 16,262 154,000 1.86%
10 RAYMOND JAMES & ASSOCIATES 15,924 151,000 1.82%
11 Clear Harbor Asset Management, LLC 14,350 136,000 1.64%
12 BANK OF AMERICA CORP /DE/ 14,250 135,000 1.63%
13 ROYAL BANK OF CANADA 12,075 115,000 1.39%
14 Janney Montgomery Scott LLC 11,000 104,000 1.26%
15 Raymond James Financial Services Advisors, Inc. 10,783 102,000 1.23%
16 NEXT Financial Group, Inc 2,600 25,000 0.30%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,382 14,000 0.17%
18 IFP ADVISORS, INC 1,215 12,000 0.14%
19 PNC FINANCIAL SERVICES GROUP, INC. 1,000 10,000 0.12%
20 M&R CAPITAL MANAGEMENT INC 878 8,000 0.10%
21 FIRST MANHATTAN CO. LLC. 197 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.