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NUVEEN NY MUN VALUE FD COM
NUVEEN NY MUN VALUE FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 21 Institutional holders with a total value of $8,664,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 226,527 2,200,000 25.39%
2 UBS Group AG 168,944 1,641,000 18.94%
3 Invesco Ltd. 157,170 1,526,000 17.61%
4 MORGAN STANLEY 144,291 1,401,000 16.17%
5 WELLS FARGO & COMPANY/MN 49,095 477,000 5.51%
6 RAYMOND JAMES & ASSOCIATES 23,494 228,000 2.63%
7 Cambridge Investment Research Advisors, Inc. 19,146 186,000 2.15%
8 DOLIVER ADVISORS, LP 18,238 177,000 2.04%
9 Clear Harbor Asset Management, LLC 14,350 139,000 1.60%
10 Janney Montgomery Scott LLC 13,500 131,000 1.51%
11 BANK OF AMERICA CORP /DE/ 12,050 117,000 1.35%
12 ROYAL BANK OF CANADA 11,350 110,000 1.27%
13 Raymond James Financial Services Advisors, Inc. 11,183 109,000 1.26%
14 DEUTSCHE BANK AG\ 10,000 97,000 1.12%
15 Crestwood Advisors Group, LLC 5,000 49,000 0.57%
16 NEXT Financial Group, Inc 3,200 32,000 0.37%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,382 13,000 0.15%
18 IFP ADVISORS, INC 1,223 12,000 0.14%
19 PNC FINANCIAL SERVICES GROUP, INC. 1,000 10,000 0.12%
20 M&R CAPITAL MANAGEMENT INC 878 8,000 0.09%
21 FIRST MANHATTAN CO. LLC. 197 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.