| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 306,315 | 4,252,000 | 23.23% | ||
| 2 | Invesco Ltd. | 169,347 | 2,352,000 | 12.85% | ||
| 3 | Weiss Asset Management LP | 146,157 | 2,029,000 | 11.09% | ||
| 4 | Advisors Asset Management, Inc. | 120,750 | 1,676,000 | 9.16% | ||
| 5 | UBS AG | 106,889 | 1,485,000 | 8.11% | ||
| 6 | WELLS FARGO & COMPANY/MN | 96,297 | 1,337,000 | 7.30% | ||
| 7 | MORGAN STANLEY | 79,227 | 1,100,000 | 6.01% | ||
| 8 | GOLDMAN SACHS GROUP INC | 60,725 | 843,000 | 4.61% | ||
| 9 | LPL Financial LLC | 58,517 | 813,000 | 4.44% | ||
| 10 | Apriem Advisors | 55,350 | 769,000 | 4.20% | ||
| 11 | FIRST TRUST ADVISORS LP | 27,627 | 384,000 | 2.10% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 21,934 | 304,000 | 1.66% | ||
| 13 | AQR CAPITAL MANAGEMENT LLC | 20,842 | 289,000 | 1.58% | ||
| 14 | Tradewinds Capital Management, LLC | 19,600 | 272,000 | 1.49% | ||
| 15 | First Allied Advisory Services, Inc. | 11,839 | 164,000 | 0.90% | ||
| 16 | WHITTIER TRUST CO | 10,000 | 139,000 | 0.76% | ||
| 17 | Tarbox Family Office, Inc. | 3,000 | 41,000 | 0.22% | ||
| 18 | ROYAL BANK OF CANADA | 1,250 | 17,000 | 0.09% | ||
| 19 | Efficient Market Advisors, LLC | 1,000 | 14,000 | 0.08% | ||
| 20 | D.A. DAVIDSON & CO. | 1,000 | 13,000 | 0.07% | ||
| 21 | ETRADE Capital Management LLC | 722 | 10,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
